Guggenheim Capital Portfolio holdings

AUM $13.5B

1-Year Est. Return 23.35%

This Quarter Est. Return

1 Year Est. Return

+23.35%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$13.5B

AUM Growth

+$1.14B (+9.3%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

1,674

New

Increased

Reduced

Closed

Top Buys

1		+$50M
2		+$36.1M
3		+$33.3M
4	Thomson Reuters TRI	+$15.9M
5	Adobe ADBE	+$10.3M

Top Sells

1		+$18M
2		+$11M
3		+$8.94M
4	Tesla TSLA	+$8.67M
5	Qualcomm QCOM	+$7.93M

Sector Composition

1	Technology	30.51%
2	Consumer Discretionary	8.86%
3	Communication Services	8.67%
4	Healthcare	7.41%
5	Financials	6.88%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
901	HIX 901 Western Asset High Income Fund II HIX $375M	$1.05M	0.01%	242,236 +99,652
902	902 Wynn Resorts WYNN $13B	$1.05M	0.01%	8,182 -1,826
903	903 Lumentum LITE $23.5B	$1.04M	0.01%	6,396 -18
904	904 Commault Systems CVLT $5.33B	$1.04M	0.01%	5,486 +1,241
905	905 PTC Therapeutics PTCT $6.2B	$1.03M	0.01%	16,788 -1,550
906	906 Credicorp BAP $21.6B	$1.03M	0.01%	3,868 -2,088
907	907 DocuSign DOCU $13.2B	$1.03M	0.01%	14,264 +2,721
908	908 Nasdaq NDAQ $51.5B	$1.03M	0.01%	11,619 +233
909	909 EchoStar SATS $23.6B	$1.03M	0.01%	13,454 -7,519
910	910 Guidewire Software GWRE $17.9B	$1.03M	0.01%	4,465 +247
911	911 Invesco IVZ $11.7B	$1.02M	0.01%	44,440 +5,385
912	912 ADMA Biologics ADMA $4.72B	$1.01M	0.01%	69,010 +7,478
913	913 Zoom ZM $26B	$1.01M	0.01%	12,218 +3,794
914	914 Impinj PI $4.77B	$1.01M	0.01%	5,573 -753
915	915 Unilever UL $146B	$1.01M	0.01%	16,965 -867
916	916 Chewy CHWY $13.9B	$1.01M	0.01%	24,851 +6,015
917	917 Enphase Energy ENPH $4.09B	$1M	0.01%	28,392 +1,933
918	918 Turkcell TKC $5.07B	$1M	0.01%	166,597 +54,501
919	919 MPLX MPLX $56.8B	$1M	0.01%	20,073 +934
920	920 PBF Energy PBF $3.87B	$1M	0.01%	33,196 +2,759
921	921 Cogent Communications CCOI $964M	$999K	0.01%	26,038 +2,016
922	922 Semtech SMTC $7.37B	$987K	0.01%	13,814 -1,466
923	923 Darden Restaurants DRI $20.7B	$986K	0.01%	5,179 -416
924	924 Paycom PAYC $9.1B	$981K	0.01%	4,714 -384
925	925 Jack Henry & Associates JKHY $13.2B	$978K	0.01%	6,567 +1,210