We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWN icon
876
iShares Russell 2000 Value ETF
IWN
$14.6B
$1.66M 0.01%
12,278
-361
-3% -$51.8K
MLI icon
877
Mueller Industries
MLI
$15.2B
$1.66M 0.01%
88,144
+7,660
+10% +$152K
NXC
878
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$1.65M 0.01%
135,977
-14,264
-9% -$185K
FTV icon
879
Fortive
FTV
$18.6B
$1.65M 0.01%
29,524
-30,990
-51% -$1.78M
CASY icon
880
Casey's General Stores
CASY
$30.9B
$1.64M 0.01%
6,055
-1,778
-23% -$450K
JLL icon
881
Jones Lang LaSalle
JLL
$16.7B
$1.63M 0.01%
11,546
+8,585
+290% +$1.4M
GE icon
882
GE Aerospace
GE
$384B
$1.63M 0.01%
18,450
-6,752
-27% -$607K
PGF icon
883
Invesco Financial Preferred ETF
PGF
$672M
$1.63M 0.01%
115,695
-21,892
-16% -$312K
NVEC icon
884
NVE Corp
NVEC
$609M
$1.63M 0.01%
+19,797
New +$1.67M
OGN icon
885
Organon & Co
OGN
$3.57B
$1.62M 0.01%
93,273
+3,345
+4% +$69.8K
GRMN
886
Garmin
GRMN
$60B
$1.61M 0.01%
15,300
-3,594
-19% -$378K
FDS icon
887
Factset
FDS
$10.2B
$1.61M 0.01%
3,678
-7,144
-66% -$3.04M
ES icon
888
Eversource Energy
ES
$27.2B
$1.61M 0.01%
27,649
+3,565
+15% +$238K
TRNO icon
889
Terreno Realty
TRNO
$7.49B
$1.59M 0.01%
28,030
-2,140
-7% -$127K
BALL icon
890
Ball Corp
BALL
$16.8B
$1.59M 0.01%
31,965
-2,000
-6% -$109K
AVTR icon
891
Avantor
AVTR
$9.19B
$1.58M 0.01%
74,986
+10,455
+16% +$222K
HL icon
892
Hecla Mining
HL
$11.3B
$1.58M 0.01%
404,172
-106,559
-21% -$511K
OPCH icon
893
Option Care Health
OPCH
$3.56B
$1.58M 0.01%
48,787
+261
+0.5% +$8.8K
MKC icon
894
McCormick & Company Non-Voting
MKC
$14.2B
$1.57M 0.01%
20,822
-2,421
-10% -$202K
SE icon
895
Sea Limited
SE
$69.5B
$1.56M 0.01%
35,599
+21,425
+151% +$1.05M
APLS
896
DELISTED
Apellis Pharmaceuticals
APLS
$1.56M 0.01%
41,105
+9,645
+31% +$424K
SLV icon
897
iShares Silver Trust
SLV
$30.9B
$1.56M 0.01%
76,579
-239,801
-76% -$5.18M
KSS icon
898
Kohl's
KSS
$2.19B
$1.55M 0.01%
74,137
+1,599
+2% +$40.4K
CEM
899
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.55M 0.01%
44,087
-3,741
-8% -$136K
SHOP icon
900
Shopify
SHOP
$195B
$1.55M 0.01%
28,461
+7,031
+33% +$426K
34 35
36
37 38

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.