We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTWO icon
876
Vanguard Russell 2000 ETF
VTWO
$17.4B
$1.85M 0.02%
25,613
– –
BKT icon
877
BlackRock Income Trust
BKT
$341M
$1.84M 0.02%
146,140
+25,553
+21% +$327K
MEDP icon
878
Medpace
MEDP
$16.5B
$1.84M 0.02%
9,778
-4,127
-30% -$854K
OSK icon
879
Oshkosh
OSK
$9.59B
$1.83M 0.02%
22,037
+12,629
+134% +$1.15M
SAND
880
DELISTED
Sandstorm Gold
SAND
$1.83M 0.02%
314,737
+75,078
+31% +$411K
PII icon
881
Polaris
PII
$4.07B
$1.82M 0.02%
16,485
+2,759
+20% +$306K
BP icon
882
BP
BP
$107B
$1.82M 0.02%
47,971
+5,651
+13% +$211K
AZPN
883
DELISTED
Aspen Technology Inc
AZPN
$1.81M 0.02%
7,919
-3,536
-31% -$733K
GLO
884
Clough Global Opportunities Fund
GLO
$257M
$1.81M 0.02%
370,306
+50,146
+16% +$247K
BUD icon
885
AB InBev
BUD
$165B
$1.8M 0.02%
27,044
+6,968
+35% +$421K
MTDR icon
886
Matador Resources
MTDR
$6.09B
$1.8M 0.02%
37,745
-5,886
-13% -$331K
CYTK icon
887
Cytokinetics
CYTK
$10.4B
$1.79M 0.02%
50,956
-7,756
-13% -$316K
WEN icon
888
Wendy's
WEN
$1.46B
$1.79M 0.02%
82,224
+31,228
+61% +$686K
NIM icon
889
Nuveen Select Maturities Municipal Fund
NIM
$117M
$1.79M 0.02%
193,525
+43,360
+29% +$403K
SQM icon
890
Sociedad Química y Minera de Chile
SQM
$20.6B
$1.78M 0.02%
21,941
+6,137
+39% +$528K
FMC icon
891
FMC
FMC
$1.33B
$1.78M 0.02%
14,556
-8,325
-36% -$1.05M
EVF
892
Eaton Vance Senior Income Trust
EVF
$90.5M
$1.77M 0.01%
331,536
-51,238
-13% -$282K
RMBS icon
893
Rambus
RMBS
$11B
$1.77M 0.01%
34,481
+6,030
+21% +$259K
BLDR icon
894
Builders FirstSource
BLDR
$8.04B
$1.76M 0.01%
19,845
-5,451
-22% -$432K
KEYS icon
895
Keysight
KEYS
$58.3B
$1.76M 0.01%
10,890
-6,988
-39% -$1.19M
TSCO icon
896
Tractor Supply
TSCO
$18B
$1.76M 0.01%
37,370
-7,890
-17% -$359K
SDHY
897
PGIM Short Duration High Yield Opportunities Fund
SDHY
$401M
$1.76M 0.01%
118,437
+50,647
+75% +$773K
NG icon
898
NovaGold Resources
NG
$3.33B
$1.75M 0.01%
282,047
+41,187
+17% +$251K
CDW icon
899
CDW
CDW
$17B
$1.75M 0.01%
8,966
+4,502
+101% +$884K
TOWN icon
900
Towne Bank
TOWN
$3.42B
$1.74M 0.01%
65,161
-15,908
-20% -$470K
34 35
36
37 38

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.