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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRC
876
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$2.87M 0.02%
19,113
+54
+0.3% +$7.29K
JTD
877
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$2.86M 0.02%
180,851
+11,807
+7% +$192K
BHK icon
878
BlackRock Core Bond Trust
BHK
$667M
$2.86M 0.02%
172,909
+28,035
+19% +$465K
PKG icon
879
Packaging Corp of America
PKG
$22.8B
$2.83M 0.02%
20,574
-3,013
-13% -$430K
CNP icon
880
CenterPoint Energy
CNP
$26.8B
$2.83M 0.02%
114,924
-14,121
-11% -$361K
PFF icon
881
iShares Preferred and Income Securities ETF
PFF
$13.3B
$2.82M 0.02%
72,739
+19,253
+36% +$755K
AG icon
882
First Majestic Silver
AG
$9.07B
$2.81M 0.02%
248,575
+13,732
+6% +$177K
DMB
883
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$2.8M 0.02%
179,764
-77,987
-30% -$1.2M
FANG icon
884
Diamondback Energy
FANG
$52.7B
$2.79M 0.02%
29,486
-3,787
-11% -$304K
VTA
885
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$2.79M 0.02%
238,648
-1,857
-0.8% -$21.7K
FOX icon
886
Fox Class B
FOX
$23.9B
$2.79M 0.02%
75,093
+6,972
+10% +$239K
DINO icon
887
HF Sinclair
DINO
$14.5B
$2.79M 0.02%
84,080
-148,576
-64% -$4.52M
AGI icon
888
Alamos Gold
AGI
$13.9B
$2.78M 0.02%
386,415
+2,471
+0.6% +$19K
SSRM icon
889
SSR Mining
SSRM
$6.48B
$2.76M 0.02%
189,847
+367
+0.2% +$5.82K
MAN icon
890
ManpowerGroup
MAN
$2.63B
$2.75M 0.02%
25,439
+4,700
+23% +$548K
OGN icon
891
Organon & Co
OGN
$3.57B
$2.75M 0.02%
83,785
-14,855
-15% -$475K
SPTN
892
DELISTED
SpartanNash
SPTN
$2.74M 0.02%
125,298
-21,889
-15% -$440K
WY icon
893
Weyerhaeuser
WY
$18.4B
$2.73M 0.02%
76,833
+14,863
+24% +$521K
HYB
894
DELISTED
New America High Income Fund, Inc.
HYB
$2.73M 0.02%
285,677
+25,248
+10% +$237K
GPN icon
895
Global Payments
GPN
$22.8B
$2.73M 0.02%
17,295
-3,902
-18% -$678K
ABMD
896
DELISTED
Abiomed Inc
ABMD
$2.72M 0.02%
8,356
-2,063
-20% -$699K
ENB icon
897
Enbridge
ENB
$112B
$2.72M 0.02%
68,289
-4,320
-6% -$170K
DAR icon
898
Darling Ingredients
DAR
$9.44B
$2.7M 0.02%
37,589
-7,656
-17% -$548K
STAA icon
899
STAAR Surgical
STAA
$1.21B
$2.7M 0.02%
21,035
-612
-3% -$85.6K
MHI
900
DELISTED
Pioneer Municipal High Income Fund
MHI
$2.69M 0.02%
222,129
-7,469
-3% -$95.2K
34 35
36
37 38

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.