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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FL
876
DELISTED
Foot Locker
FL
$2.73M 0.02%
48,572
+13,173
+37% +$669K
TCPC icon
877
BlackRock TCP Capital
TCPC
$345M
$2.73M 0.02%
197,563
-64,897
-25% -$824K
LAD icon
878
Lithia Motors
LAD
$8.26B
$2.73M 0.02%
6,997
-1,466
-17% -$527K
MKTX icon
879
MarketAxess Holdings
MKTX
$5.72B
$2.72M 0.02%
5,465
+345
+7% +$184K
XLRN
880
DELISTED
Acceleron Pharma
XLRN
$2.72M 0.02%
20,049
-911
-4% -$118K
BHP icon
881
BHP
BHP
$230B
$2.72M 0.02%
43,877
-4,564
-9% -$294K
JHG
882
DELISTED
Janus Henderson
JHG
$2.71M 0.02%
87,100
-24,932
-22% -$784K
ASB icon
883
Associated Banc-Corp
ASB
$5.91B
$2.71M 0.02%
127,115
+27,167
+27% +$550K
GBDC icon
884
Golub Capital BDC
GBDC
$3.42B
$2.7M 0.02%
184,813
-48,105
-21% -$707K
FNB icon
885
FNB Corp
FNB
$6.75B
$2.7M 0.02%
212,281
+30,402
+17% +$352K
AKAM icon
886
Akamai
AKAM
$15.9B
$2.69M 0.02%
26,417
+4,173
+19% +$431K
GNW icon
887
Genworth Financial
GNW
$3.71B
$2.69M 0.02%
808,619
+286,789
+55% +$944K
PWR icon
888
Quanta Services
PWR
$101B
$2.68M 0.02%
30,460
-8,749
-22% -$697K
ECF
889
Ellsworth Growth & Income Fund
ECF
$172M
$2.67M 0.02%
197,176
-92,778
-32% -$1.35M
EIM
890
Eaton Vance Municipal Bond Fund
EIM
$499M
$2.66M 0.02%
200,321
-4,175
-2% -$55.4K
RCS
891
PIMCO Strategic Income Fund
RCS
$250M
$2.66M 0.02%
363,030
+108,098
+42% +$770K
MAN icon
892
ManpowerGroup
MAN
$2.63B
$2.65M 0.02%
26,798
+8,669
+48% +$830K
DSL
893
DoubleLine Income Solutions Fund
DSL
$1.24B
$2.65M 0.02%
145,667
+7,219
+5% +$125K
IJH icon
894
iShares Core S&P Mid-Cap ETF
IJH
$127B
$2.64M 0.02%
50,785
-1,905
-4% -$95.1K
NTRS icon
895
Northern Trust
NTRS
$33.9B
$2.64M 0.02%
25,153
+4,242
+20% +$416K
HL icon
896
Hecla Mining
HL
$11.3B
$2.64M 0.02%
464,420
-28,097
-6% -$172K
NCZ
897
Virtus Convertible & Income Fund II
NCZ
$301M
$2.64M 0.02%
132,637
-51,135
-28% -$1.04M
NMFC icon
898
New Mountain Finance
NMFC
$732M
$2.63M 0.02%
211,823
-48,782
-19% -$595K
CCL icon
899
Carnival Corporation Ltd
CCL
$39.7B
$2.62M 0.02%
98,560
-51,162
-34% -$1.21M
AMED
900
DELISTED
Amedisys
AMED
$2.61M 0.02%
9,867
+858
+10% +$242K
34 35
36
37 38

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.