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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPVG icon
876
TriplePoint Venture Growth BDC
TPVG
$212M
$2.76M 0.02%
167,525
+4,524
+3% +$70.9K
MDCO
877
DELISTED
Medicines Co
MDCO
$2.75M 0.02%
55,052
-26,588
-33% -$1.06M
NTG
878
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$2.75M 0.02%
22,336
-2,903
-12% -$371K
CGO
879
Calamos Global Total Return Fund
CGO
$128M
$2.74M 0.02%
226,010
+74,467
+49% +$934K
HIE
880
DELISTED
Miller/Howard High Income Equity Fund
HIE
$2.73M 0.02%
250,497
-2,888
-1% -$31.9K
BUI icon
881
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$716M
$2.72M 0.02%
111,266
-31,169
-22% -$728K
JKHY icon
882
Jack Henry & Associates
JKHY
$11.2B
$2.72M 0.02%
18,621
-11,440
-38% -$1.62M
AMCR icon
883
Amcor
AMCR
$21.8B
$2.71M 0.02%
55,667
+28,621
+106% +$1.48M
NUW icon
884
Nuveen AMT-Free Municipal Value Fund
NUW
$250M
$2.69M 0.02%
162,817
-4,952
-3% -$85.9K
WLY icon
885
John Wiley & Sons Class A
WLY
$2.72B
$2.69M 0.02%
61,306
-712
-1% -$31.8K
RJF icon
886
Raymond James Financial
RJF
$34.4B
$2.69M 0.02%
48,996
-1,470
-3% -$79.9K
PDCO
887
DELISTED
Patterson Companies, Inc.
PDCO
$2.69M 0.02%
151,037
-9,991
-6% -$187K
APA icon
888
APA Corp
APA
$12.9B
$2.68M 0.02%
104,566
-10,349
-9% -$248K
VOD icon
889
Vodafone
VOD
$37B
$2.67M 0.02%
134,335
-1,686
-1% -$30.5K
WSBC icon
890
WesBanco
WSBC
$4B
$2.67M 0.02%
71,558
+2,311
+3% +$83.7K
IFF icon
891
International Flavors & Fragrances
IFF
$21.6B
$2.67M 0.02%
21,747
-3,657
-14% -$467K
SVC
892
Service Properties Trust
SVC
$1.09B
$2.65M 0.02%
20,548
-9,889
-32% -$1.22M
FRME icon
893
First Merchants
FRME
$2.69B
$2.65M 0.02%
70,366
-33,769
-32% -$1.26M
SIX
894
DELISTED
Six Flags Entertainment Corp.
SIX
$2.65M 0.02%
52,128
-1,141
-2% -$61.9K
WBK
895
DELISTED
Westpac Banking Corporation
WBK
$2.64M 0.02%
132,044
-8,596
-6% -$168K
MFM
896
Aberdeen Municipal Income Fund
MFM
$222M
$2.64M 0.02%
374,725
-113,500
-23% -$800K
PH icon
897
Parker-Hannifin
PH
$135B
$2.63M 0.02%
14,592
-6,126
-30% -$1.04M
BTI icon
898
British American Tobacco
BTI
$127B
$2.63M 0.02%
71,359
-7,103
-9% -$260K
FR icon
899
First Industrial Realty Trust
FR
$8.4B
$2.63M 0.02%
66,557
-8,190
-11% -$314K
MUA icon
900
BlackRock MuniAssets Fund
MUA
$518M
$2.63M 0.02%
170,042
-7,176
-4% -$110K
34 35
36
37 38

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.