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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBT
876
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$3.78M 0.02%
442,988
-27,061
-6% -$223K
EVF
877
Eaton Vance Senior Income Trust
EVF
$90.5M
$3.77M 0.02%
585,346
+65,801
+13% +$423K
HYT icon
878
BlackRock Corporate High Yield Fund
HYT
$1.37B
$3.77M 0.02%
359,010
-786
-0.2% -$8.32K
MHI
879
DELISTED
Pioneer Municipal High Income Fund
MHI
$3.77M 0.02%
339,343
+33,259
+11% +$383K
FL
880
DELISTED
Foot Locker
FL
$3.76M 0.02%
73,784
-5,420
-7% -$269K
AOD
881
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$3.75M 0.02%
427,623
+20,614
+5% +$182K
PDCO
882
DELISTED
Patterson Companies, Inc.
PDCO
$3.74M 0.02%
153,115
+19,944
+15% +$473K
UHS icon
883
Universal Health Services
UHS
$10.3B
$3.74M 0.02%
29,249
+2,177
+8% +$267K
HIE
884
DELISTED
Miller/Howard High Income Equity Fund
HIE
$3.74M 0.02%
303,250
+17,135
+6% +$215K
BCV
885
Bancroft Fund
BCV
$137M
$3.73M 0.02%
163,024
+18,612
+13% +$418K
EAT icon
886
Brinker International
EAT
$9.75B
$3.73M 0.02%
79,888
-793
-1% -$37K
TSM icon
887
TSMC
TSM
$2.17T
$3.73M 0.02%
84,551
-19,037
-18% -$789K
HLF icon
888
Herbalife
HLF
$1.19B
$3.73M 0.02%
68,437
-22,827
-25% -$1.26M
HTD
889
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$897M
$3.73M 0.02%
160,122
+8,689
+6% +$203K
GES
890
DELISTED
Guess Inc
GES
$3.73M 0.02%
164,981
-2,753
-2% -$62.4K
RPAI
891
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$3.71M 0.02%
304,371
-240,083
-44% -$3.02M
BPMC
892
DELISTED
Blueprint Medicines
BPMC
$3.7M 0.02%
47,412
+1,150
+2% +$79.9K
IVR icon
893
Invesco Mortgage Capital
IVR
$758M
$3.7M 0.02%
23,367
+979
+4% +$158K
AEM icon
894
Agnico Eagle Mines
AEM
$85B
$3.69M 0.02%
108,041
+25,931
+32% +$1.01M
SPTL icon
895
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$3.69M 0.02%
109,263
+45,336
+71% +$1.57M
FLR icon
896
Fluor
FLR
$6.81B
$3.69M 0.02%
63,550
-26,070
-29% -$1.42M
WLK icon
897
Westlake Corp
WLK
$9.93B
$3.69M 0.02%
44,414
+36,606
+469% +$3.58M
WPG
898
DELISTED
Washington Prime Group Inc.
WPG
$3.68M 0.02%
55,955
+7,072
+14% +$489K
JCE icon
899
Nuveen Core Equity Alpha Fund
JCE
$288M
$3.67M 0.02%
235,050
+9,520
+4% +$147K
ERC
900
Allspring Multi-Sector Income Fund
ERC
$258M
$3.66M 0.02%
301,355
+54,706
+22% +$684K
34 35
36
37 38

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.