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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOH icon
876
Molina Healthcare
MOH
$10.1B
$6.83M 0.02%
99,317
+27,213
+38% +$1.77M
DERM
877
DELISTED
Dermira, Inc.
DERM
$6.81M 0.02%
252,103
-1,216
-0.5% -$31.8K
ACV
878
Virtus Diversified Income & Convertible Fund
ACV
$278M
$6.8M 0.02%
316,374
+83,105
+36% +$1.77M
OZK icon
879
Bank OZK
OZK
$5.59B
$6.79M 0.02%
141,418
+10,328
+8% +$460K
WTS icon
880
Watts Water Technologies
WTS
$11.6B
$6.79M 0.02%
98,197
+4,327
+5% +$278K
MSM icon
881
MSC Industrial Direct
MSM
$6.86B
$6.79M 0.02%
89,886
+11,687
+15% +$848K
EDR
882
DELISTED
Education Realty Trust Inc
EDR
$6.76M 0.02%
188,095
+16,024
+9% +$614K
BDJ icon
883
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$6.75M 0.02%
743,652
+72,844
+11% +$648K
RWT
884
Redwood Trust
RWT
$574M
$6.74M 0.02%
413,467
+33,727
+9% +$565K
JMF
885
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$6.72M 0.02%
557,089
-67,901
-11% -$839K
IVH
886
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$6.7M 0.02%
419,624
+35,037
+9% +$550K
VTN icon
887
Invesco Trust for Investment Grade New York Municipals
VTN
$159M
$6.69M 0.02%
488,524
+28,779
+6% +$397K
CXW icon
888
CoreCivic
CXW
$2.94B
$6.69M 0.02%
249,782
-116,075
-32% -$3.09M
MYI icon
889
BlackRock MuniYield Quality Fund III
MYI
$710M
$6.68M 0.02%
466,094
+33,455
+8% +$486K
MEN
890
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$6.68M 0.02%
562,636
+38,429
+7% +$469K
UTG icon
891
Reaves Utility Income Fund
UTG
$3.55B
$6.64M 0.02%
209,589
+1,739
+0.8% +$60.4K
KNX icon
892
Knight Transportation
KNX
$11.4B
$6.63M 0.02%
+159,652
New +$6.05M
AWR icon
893
American States Water
AWR
$3.38B
$6.63M 0.02%
134,607
+5,876
+5% +$290K
BIG
894
DELISTED
Big Lots, Inc.
BIG
$6.62M 0.02%
123,549
-10,567
-8% -$521K
ABB
895
DELISTED
ABB Ltd
ABB
$6.6M 0.02%
266,517
+79,377
+42% +$1.9M
DKS icon
896
Dick's Sporting Goods
DKS
$17.6B
$6.59M 0.02%
244,161
+76,105
+45% +$2.42M
CEM
897
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$6.58M 0.02%
88,744
-3,206
-3% -$241K
NGG icon
898
National Grid
NGG
$80.5B
$6.57M 0.02%
118,467
+14,691
+14% +$820K
NZF icon
899
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$6.56M 0.02%
431,574
-46,171
-10% -$702K
UNFI icon
900
United Natural Foods
UNFI
$3.06B
$6.56M 0.02%
157,819
-22,368
-12% -$832K
34 35
36
37 38

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.