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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JASO
876
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$6.55M 0.02%
1,001,888
-317,406
-24% -$1.61M
EVF
877
Eaton Vance Senior Income Trust
EVF
$90.3M
$6.54M 0.02%
964,593
+103,918
+12% +$707K
EAD
878
Allspring Income Opportunities Fund
EAD
$372M
$6.53M 0.02%
777,566
+17,594
+2% +$149K
IGA
879
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
$6.53M 0.02%
623,063
+70,030
+13% +$714K
EMO
880
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
$6.51M 0.02%
97,027
-8,749
-8% -$593K
FULT icon
881
Fulton Financial
FULT
$4.66B
$6.5M 0.02%
363,990
-469,208
-56% -$8.7M
AFG icon
882
American Financial Group
AFG
$11.8B
$6.47M 0.02%
67,863
+4,940
+8% +$453K
DBRG icon
883
DigitalBridge
DBRG
$2.93B
$6.44M 0.02%
124,720
+92,931
+292% +$5.22M
GME icon
884
GameStop
GME
$9.75B
$6.43M 0.02%
1,141,396
-38,060
-3% -$232K
MXWL
885
DELISTED
Maxwell Technologies Inc
MXWL
$6.42M 0.02%
1,105,272
-395,095
-26% -$2.03M
CC icon
886
Chemours
CC
$2.5B
$6.4M 0.02%
166,264
-3,653
-2% -$110K
OIA icon
887
Invesco Municipal Income Opportunities Trust
OIA
$289M
$6.4M 0.02%
848,955
-78,881
-9% -$592K
SHO icon
888
Sunstone Hotel Investors
SHO
$2.19B
$6.39M 0.02%
416,971
+353,196
+554% +$5.26M
REXR icon
889
Rexford Industrial Realty
REXR
$8.42B
$6.38M 0.02%
283,469
-15,043
-5% -$343K
COHR
890
DELISTED
Coherent Inc
COHR
$6.37M 0.02%
30,997
+20,304
+190% +$3.55M
DSM
891
BNY Mellon Strategic Municipal Bond Fund
DSM
$287M
$6.36M 0.02%
768,387
+44,910
+6% +$372K
RWT
892
Redwood Trust
RWT
$574M
$6.36M 0.02%
382,780
+21,690
+6% +$349K
MSCI icon
893
MSCI
MSCI
$41.6B
$6.35M 0.02%
65,306
-6,174
-9% -$559K
DLX icon
894
Deluxe
DLX
$1.18B
$6.28M 0.02%
87,077
+14,573
+20% +$1.07M
WOR icon
895
Worthington Enterprises
WOR
$2.75B
$6.26M 0.02%
225,236
-8,952
-4% -$269K
BUD icon
896
AB InBev
BUD
$170B
$6.24M 0.02%
56,871
-19,115
-25% -$2.06M
CNO icon
897
CNO Financial Group
CNO
$5.14B
$6.23M 0.02%
303,997
-7,642
-2% -$153K
SGEN
898
DELISTED
Seagen Inc. Common Stock
SGEN
$6.22M 0.02%
98,885
+5,007
+5% +$312K
CHCO icon
899
City Holding Co
CHCO
$2.05B
$6.21M 0.02%
96,267
+37,310
+63% +$2.44M
PNRA
900
DELISTED
Panera Bread Co
PNRA
$6.2M 0.02%
23,663
-2,702
-10% -$613K
34 35
36
37 38

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.