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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MZTI
876
The Marzetti Company
MZTI
$3.04B
$6.28M 0.02%
44,416
-10,677
-19% -$1.44M
BGH
877
Barings Global Short Duration High Yield Fund
BGH
$286M
$6.28M 0.02%
326,323
+27,225
+9% +$503K
WR
878
DELISTED
Westar Energy Inc
WR
$6.26M 0.02%
111,119
-18,073
-14% -$1.03M
AHL
879
DELISTED
ASPEN Insurance Holding Limited
AHL
$6.23M 0.02%
113,240
+52,824
+87% +$2.7M
MWA icon
880
Mueller Water Products
MWA
$4.15B
$6.22M 0.02%
467,569
-17,201
-4% -$221K
LSTR icon
881
Landstar System
LSTR
$6.19B
$6.21M 0.02%
72,746
+39,830
+121% +$3.1M
DAR icon
882
Darling Ingredients
DAR
$9.54B
$6.19M 0.02%
479,132
-144,429
-23% -$1.96M
BFZ
883
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$6.14M 0.02%
424,012
-23,750
-5% -$358K
CHT icon
884
Chunghwa Telecom
CHT
$32.6B
$6.11M 0.02%
193,640
-9,049
-4% -$304K
GLBL
885
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
$6.11M 0.02%
1,546,642
-270,987
-15% -$1.05M
DNKN
886
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$6.1M 0.02%
116,317
+38,311
+49% +$1.97M
WRI
887
DELISTED
Weingarten Realty Investors
WRI
$6.09M 0.02%
170,058
-26,659
-14% -$957K
DQ
888
Daqo New Energy
DQ
$901M
$6.07M 0.02%
1,573,555
-88,520
-5% -$386K
TPZ
889
Tortoise Electrification Infrastructure ETF
TPZ
$126M
$6.05M 0.02%
272,413
-23,073
-8% -$494K
TWO
890
Two Harbors Investment
TWO
$1.27B
$6.04M 0.02%
86,535
-11,353
-12% -$773K
SNLN
891
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$6.04M 0.02%
321,936
+9,979
+3% +$186K
FPF
892
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$6.03M 0.02%
265,861
+6,746
+3% +$149K
MHD icon
893
BlackRock MuniHoldings Fund
MHD
$604M
$6M 0.02%
371,104
+32,122
+9% +$534K
TKR icon
894
Timken Company
TKR
$9.16B
$6M 0.02%
151,084
+48,385
+47% +$1.8M
REG icon
895
Regency Centers
REG
$14.5B
$5.99M 0.02%
86,866
+33,797
+64% +$2.35M
CCP
896
DELISTED
Care Capital Properties, Inc.
CCP
$5.99M 0.02%
239,587
+29,903
+14% +$750K
CNO icon
897
CNO Financial Group
CNO
$5.14B
$5.97M 0.02%
311,639
+156,575
+101% +$2.69M
ENR icon
898
Energizer
ENR
$1.45B
$5.93M 0.02%
132,970
-5,571
-4% -$254K
CFR icon
899
Cullen/Frost Bankers
CFR
$10.5B
$5.89M 0.02%
66,789
-7,876
-11% -$632K
IDTI
900
DELISTED
Integrated Device Technology I
IDTI
$5.89M 0.02%
249,855
-187,148
-43% -$4.32M
34 35
36
37 38

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NMIFOAC
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.