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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
876
iShares 1-3 Year Treasury Bond ETF
SHY
$25B
$6.38M 0.02%
75,079
+1,299
+2% +$111K
PCQ
877
Pimco California Municipal Income Fund
PCQ
$163M
$6.36M 0.02%
378,993
+28,300
+8% +$485K
ATO icon
878
Atmos Energy
ATO
$28.8B
$6.34M 0.02%
85,179
+14,232
+20% +$1.1M
GEF icon
879
Greif
GEF
$4.92B
$6.34M 0.02%
127,918
-10,610
-8% -$454K
HTD
880
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$6.34M 0.02%
259,364
-3,229
-1% -$79.4K
CXW icon
881
CoreCivic
CXW
$2.96B
$6.33M 0.02%
456,556
-147,009
-24% -$3.51M
ISD
882
PGIM High Yield Bond Fund
ISD
$415M
$6.3M 0.02%
394,161
-32,594
-8% -$518K
TSLX icon
883
Sixth Street Specialty
TSLX
$1.63B
$6.29M 0.02%
347,551
+162,424
+88% +$2.9M
SGEN
884
DELISTED
Seagen Inc. Common Stock
SGEN
$6.26M 0.02%
115,937
-18,886
-14% -$896K
TCOM icon
885
Trip.com Group
TCOM
$29.6B
$6.26M 0.02%
134,409
+27,991
+26% +$1.25M
PCK
886
DELISTED
Pimco California Municipal Income Fund II
PCK
$6.25M 0.02%
583,868
+61,982
+12% +$668K
IGD
887
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$6.24M 0.02%
859,930
+64,096
+8% +$456K
MHD icon
888
BlackRock MuniHoldings Fund
MHD
$598M
$6.24M 0.02%
338,982
+62,908
+23% +$1.16M
AXS icon
889
AXIS Capital
AXS
$7.68B
$6.23M 0.02%
114,664
+7,827
+7% +$432K
TSRO
890
DELISTED
TESARO, Inc.
TSRO
$6.22M 0.02%
62,090
-32,404
-34% -$3.03M
WKC icon
891
World Kinect Corp
WKC
$2.04B
$6.22M 0.02%
134,450
+17,718
+15% +$817K
VSLR
892
DELISTED
VIVINT SOLAR, INC.
VSLR
$6.22M 0.02%
1,967,377
-44,854
-2% -$139K
GMZ
893
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$6.2M 0.02%
93,270
+13,459
+17% +$889K
QGENF
894
DELISTED
QIAGEN NV
QGENF
$6.18M 0.02%
225,293
-41,497
-16% -$1.14M
GPK icon
895
Graphic Packaging
GPK
$3.17B
$6.16M 0.02%
440,384
+9,354
+2% +$129K
CPHD
896
DELISTED
Cepheid Inc
CPHD
$6.15M 0.02%
116,791
-2,569
-2% -$102K
GNW icon
897
Genworth Financial
GNW
$3.76B
$6.15M 0.02%
1,238,962
+605,558
+96% +$2.33M
CWT icon
898
California Water Service
CWT
$3.1B
$6.13M 0.02%
191,053
-5,824
-3% -$188K
BXMT icon
899
Blackstone Mortgage Trust
BXMT
$2.45B
$6.12M 0.02%
207,706
+93,487
+82% +$2.71M
TDS icon
900
Telephone and Data Systems
TDS
$3.82B
$6.11M 0.02%
224,876
-24,423
-10% -$712K
34 35
36
37 38

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.