We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRW
876
Saba Capital Income & Opportunities Fund
BRW
$343M
$7.38M 0.02%
729,076
-396
-0.1% -$4.17K
JACK icon
877
Jack in the Box
JACK
$351M
$7.37M 0.02%
95,629
+73,513
+332% +$6.27M
ABB
878
DELISTED
ABB Ltd
ABB
$7.35M 0.02%
416,168
-64,431
-13% -$1.26M
UTG icon
879
Reaves Utility Income Fund
UTG
$3.58B
$7.34M 0.02%
267,017
+1,264
+0.5% +$35.7K
ABMD
880
DELISTED
Abiomed Inc
ABMD
$7.34M 0.02%
79,130
-6,428
-8% -$566K
CHKP icon
881
Check Point Software Technologies
CHKP
$12.8B
$7.33M 0.02%
92,470
-33,981
-27% -$2.71M
DYAX
882
DELISTED
DYAX CORPORATION
DYAX
$7.32M 0.02%
383,161
+218
+0.1% +$5.21K
TTWO icon
883
Take-Two Interactive
TTWO
$43.9B
$7.31M 0.02%
254,393
+19,172
+8% +$570K
BSJI
884
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$7.29M 0.02%
296,036
-16,810
-5% -$426K
ONIT
885
Onity Group
ONIT
$321M
$7.27M 0.02%
72,272
-85,538
-54% -$10.8M
VGM icon
886
Invesco Trust Investment Grade Municipals
VGM
$554M
$7.27M 0.02%
562,250
+43,955
+8% +$561K
SBSW icon
887
Sibanye-Stillwater
SBSW
$7.02B
$7.27M 0.02%
1,661,747
-160,077
-9% -$797K
AAT
888
American Assets Trust
AAT
$1.42B
$7.27M 0.02%
177,854
+4,664
+3% +$188K
RYN icon
889
Rayonier
RYN
$6.62B
$7.25M 0.02%
362,345
-345
-0.1% -$7.47K
MTGE
890
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$7.25M 0.02%
491,615
-119,107
-20% -$1.88M
ORI icon
891
Old Republic International
ORI
$10.5B
$7.19M 0.02%
459,760
-12,017
-3% -$193K
KITE
892
DELISTED
Kite Pharma, Inc.
KITE
$7.18M 0.02%
128,999
-16,233
-11% -$1.02M
AFT
893
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$7.16M 0.02%
456,746
-36,221
-7% -$618K
AWF
894
AllianceBernstein Global High Income Fund
AWF
$876M
$7.13M 0.02%
644,178
-80,802
-11% -$931K
LQDT icon
895
Liquidity Services
LQDT
$1.17B
$7.11M 0.02%
962,027
-32,807
-3% -$272K
CEB
896
DELISTED
CEB Inc.
CEB
$7.07M 0.02%
103,461
-7,904
-7% -$611K
CTLT
897
DELISTED
CATALENT, INC.
CTLT
$7.07M 0.02%
+290,901
New +$8.83M
ERF
898
DELISTED
Enerplus Corporation
ERF
$7.05M 0.02%
1,450,462
+1,178,110
+433% +$7.47M
ACIW icon
899
ACI Worldwide
ACIW
$5.88B
$7.04M 0.02%
333,151
-27,867
-8% -$628K
ABEV icon
900
Ambev
ABEV
$46.8B
$7.02M 0.02%
1,433,512
-44,156
-3% -$240K
34 35
36
37 38

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.