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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHI
876
Calamos Convertible Opportunities and Income Fund
CHI
$1.03B
$8.97M 0.02%
699,104
-46,974
-6% -$625K
PBYI icon
877
Puma Biotechnology
PBYI
$391M
$8.89M 0.02%
46,973
+13,348
+40% +$2.96M
CVI icon
878
CVR Energy
CVI
$3.31B
$8.86M 0.02%
228,860
+37,967
+20% +$1.67M
HCA icon
879
HCA Healthcare
HCA
$88B
$8.81M 0.02%
120,046
-176,815
-60% -$12.4M
PBF icon
880
PBF Energy
PBF
$8.05B
$8.79M 0.02%
330,136
+234,838
+246% +$6.12M
ANF icon
881
Abercrombie & Fitch
ANF
$4.84B
$8.79M 0.02%
306,833
+249,858
+439% +$7.67M
HY icon
882
Hyster-Yale Materials Handling
HY
$628M
$8.78M 0.02%
119,909
-49,689
-29% -$3.7M
TPZ
883
Tortoise Electrification Infrastructure ETF
TPZ
$127M
$8.77M 0.02%
340,766
+16,260
+5% +$439K
CIM
884
Chimera Investment
CIM
$1.06B
$8.76M 0.02%
183,595
-36,206
-16% -$1.75M
IQI icon
885
Invesco Quality Municipal Securities
IQI
$521M
$8.73M 0.02%
699,362
-18,360
-3% -$227K
YGE
886
DELISTED
Yingli Green Energy Holding Comp
YGE
$8.73M 0.02%
371,477
+45,952
+14% +$1.23M
EMES
887
DELISTED
Emerge Energy Services LP
EMES
$8.73M 0.02%
161,594
+83,223
+106% +$6.25M
NHS
888
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$8.71M 0.02%
708,316
+24,522
+4% +$310K
PGH
889
DELISTED
Pengrowth Energy Corporation
PGH
$8.71M 0.02%
2,800,618
+1,273,372
+83% +$4.7M
UN
890
DELISTED
Unilever NV New York Registry Shares
UN
$8.69M 0.02%
222,505
+23,470
+12% +$918K
VR
891
DELISTED
Validus Hold Ltd
VR
$8.66M 0.02%
208,402
+179,703
+626% +$7.26M
CEB
892
DELISTED
CEB Inc.
CEB
$8.66M 0.02%
119,342
-104,255
-47% -$7.16M
DPZ icon
893
Domino's
DPZ
$12.1B
$8.65M 0.02%
91,873
+16,094
+21% +$1.44M
PDLI
894
DELISTED
PDL BioPharma, Inc.
PDLI
$8.65M 0.02%
1,121,615
+202,755
+22% +$1.6M
DNY
895
DELISTED
DONNELLEY R R & SONS CO
DNY
$8.64M 0.02%
513,716
+138,362
+37% +$2.33M
BSJF
896
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$8.57M 0.02%
331,374
-134,562
-29% -$3.54M
LINE
897
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$8.56M 0.02%
845,333
+276,335
+49% +$5.68M
SEIC icon
898
SEI Investments
SEIC
$12.5B
$8.56M 0.02%
213,830
+179,924
+531% +$6.89M
CYH icon
899
Community Health Systems
CYH
$412M
$8.45M 0.02%
189,631
-298,323
-61% -$12.8M
AYI icon
900
Acuity Brands
AYI
$10B
$8.42M 0.02%
60,090
+56,192
+1,442% +$7.63M
34 35
36
37 38

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.