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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNX icon
851
TD Synnex
SNX
$20.2B
$2.02M 0.02%
21,339
+7,499
+54% +$703K
EGO icon
852
Eldorado Gold
EGO
$9.89B
$2.02M 0.02%
241,649
-9,109
-4% -$64.6K
EVF
853
Eaton Vance Senior Income Trust
EVF
$90.5M
$2.02M 0.02%
382,774
-20,188
-5% -$108K
APH icon
854
Amphenol
APH
$209B
$2.01M 0.02%
52,828
+8,058
+18% +$305K
CWEN icon
855
Clearway Energy Class C
CWEN
$6.7B
$2M 0.02%
62,656
-4,175
-6% -$141K
NXC
856
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$1.99M 0.02%
139,018
+22,127
+19% +$294K
LAKE icon
857
Lakeland Industries
LAKE
$119M
$1.99M 0.02%
149,640
– –
AZO icon
858
AutoZone
AZO
$51.1B
$1.99M 0.02%
807
-192
-19% -$464K
RUN icon
859
Sunrun
RUN
$2.46B
$1.99M 0.02%
82,847
-11,966
-13% -$319K
BBWI icon
860
Bath & Body Works
BBWI
$4.1B
$1.99M 0.02%
47,218
-16,301
-26% -$608K
IEF icon
861
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$1.99M 0.02%
20,726
+2,125
+11% +$204K
VAL icon
862
Valaris
VAL
$5.47B
$1.97M 0.02%
29,082
-14,482
-33% -$904K
RRC icon
863
Range Resources
RRC
$8.95B
$1.96M 0.02%
78,506
+42,008
+115% +$1.15M
HYB
864
DELISTED
New America High Income Fund, Inc.
HYB
$1.95M 0.02%
296,110
+25,040
+9% +$168K
CRL icon
865
Charles River Laboratories
CRL
$12.8B
$1.95M 0.02%
8,944
-4,211
-32% -$920K
OGS icon
866
ONE Gas
OGS
$5.04B
$1.94M 0.02%
25,653
+8,238
+47% +$636K
UHS icon
867
Universal Health Services
UHS
$10.5B
$1.93M 0.02%
13,728
+1,965
+17% +$232K
LCID icon
868
Lucid Motors
LCID
$2.77B
$1.92M 0.02%
28,104
-2,860
-9% -$315K
RIO icon
869
Rio Tinto
RIO
$164B
$1.92M 0.02%
26,948
-8,190
-23% -$514K
ARWR icon
870
Arrowhead Research
ARWR
$12.4B
$1.91M 0.02%
47,103
-1,058
-2% -$35.1K
NFG icon
871
National Fuel Gas
NFG
$7.65B
$1.91M 0.02%
30,140
-6,355
-17% -$409K
FSD
872
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.91M 0.02%
166,593
-18,941
-10% -$211K
MFM
873
Aberdeen Municipal Income Fund
MFM
$224M
$1.91M 0.02%
368,132
+43,185
+13% +$215K
MPWR icon
874
Monolithic Power Systems
MPWR
$68.9B
$1.9M 0.02%
5,373
-1,510
-22% -$542K
MUR icon
875
Murphy Oil
MUR
$4.78B
$1.9M 0.02%
44,142
-1,610
-4% -$72.6K
33 34
35
36 37

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.