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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTA
851
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$3.06M 0.02%
226,460
+4,996
+2% +$69.9K
STT icon
852
State Street
STT
$50.7B
$3.06M 0.02%
36,096
-16,820
-32% -$1.46M
TTC icon
853
Toro Company
TTC
$9.49B
$3.06M 0.02%
31,393
+450
+1% +$49.1K
UMBF icon
854
UMB Financial
UMBF
$11.1B
$3.05M 0.02%
31,524
-15,337
-33% -$1.4M
NIU
855
Niu Technologies
NIU
$193M
$3.04M 0.02%
+131,174
New +$3.5M
CHRW icon
856
C.H. Robinson
CHRW
$17.5B
$3.03M 0.02%
34,839
-11,750
-25% -$1.06M
UMC icon
857
United Microelectronic
UMC
$46.9B
$3.01M 0.02%
263,550
-133,317
-34% -$1.43M
WSM icon
858
Williams-Sonoma
WSM
$29.6B
$2.99M 0.02%
33,700
-42,428
-56% -$3.59M
VST icon
859
Vistra
VST
$47.4B
$2.99M 0.02%
174,664
+66,617
+62% +$1.23M
PFGC icon
860
Performance Food Group
PFGC
$18B
$2.98M 0.02%
64,216
+40,558
+171% +$1.87M
CPT icon
861
Camden Property Trust
CPT
$11.3B
$2.98M 0.02%
20,211
-5,426
-21% -$795K
PAYC icon
862
Paycom
PAYC
$9.69B
$2.98M 0.02%
6,010
-1,495
-20% -$666K
TYL icon
863
Tyler Technologies
TYL
$12.8B
$2.98M 0.02%
6,495
-410
-6% -$196K
IDE
864
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$2.97M 0.02%
236,395
-31,833
-12% -$413K
JKHY icon
865
Jack Henry & Associates
JKHY
$11.1B
$2.97M 0.02%
18,088
+1,763
+11% +$303K
NTRA icon
866
Natera
NTRA
$46.4B
$2.96M 0.02%
26,599
-2,374
-8% -$272K
FIRY
867
Firy Inc
FIRY
$163M
$2.96M 0.02%
15,060
+13,910
+1,210% +$3.6M
AUY
868
DELISTED
Yamana Gold, Inc.
AUY
$2.96M 0.02%
746,553
-23,820
-3% -$101K
AGNC icon
869
AGNC Investment
AGNC
$12.9B
$2.94M 0.02%
186,404
+59,075
+46% +$957K
HL icon
870
Hecla Mining
HL
$11.3B
$2.94M 0.02%
533,921
+71,743
+16% +$447K
CF icon
871
CF Industries
CF
$17.3B
$2.9M 0.02%
51,922
-9,706
-16% -$466K
LW icon
872
Lamb Weston
LW
$7.19B
$2.89M 0.02%
47,161
+15,084
+47% +$1.02M
GLW icon
873
Corning
GLW
$143B
$2.89M 0.02%
79,125
-28,644
-27% -$1.14M
DMF
874
DELISTED
BNY Mellon Municipal Income
DMF
$2.88M 0.02%
298,804
-14,216
-5% -$135K
MASI
875
DELISTED
Masimo
MASI
$2.87M 0.02%
10,595
+716
+7% +$194K
33 34
35
36 37

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.