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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CF icon
851
CF Industries
CF
$17.3B
$2.86M 0.02%
63,027
-5,583
-8% -$252K
MTN icon
852
Vail Resorts
MTN
$5.3B
$2.85M 0.02%
9,787
-174
-2% -$50.7K
AIRC
853
DELISTED
Apartment Income REIT Corp.
AIRC
$2.85M 0.02%
66,638
-67,900
-50% -$2.8M
JGH icon
854
Nuveen Global High Income Fund
JGH
$356M
$2.85M 0.02%
184,078
+47,267
+35% +$727K
ARNA
855
DELISTED
Arena Pharmaceuticals Inc
ARNA
$2.84M 0.02%
40,989
+5,303
+15% +$408K
IOVA icon
856
Iovance Biotherapeutics
IOVA
$2.87B
$2.83M 0.02%
89,422
+20,024
+29% +$830K
NTRA icon
857
Natera
NTRA
$46.4B
$2.83M 0.02%
27,860
-150
-0.5% -$16.4K
SNDR icon
858
Schneider National
SNDR
$6.25B
$2.83M 0.02%
113,296
– –
HQH
859
abrdn Healthcare Investors
HQH
$1.32B
$2.82M 0.02%
115,605
+8,986
+8% +$219K
MTTRW
860
DELISTED
Matterport, Inc. Warrant
MTTRW
$2.82M 0.02%
+714,361
New +$3.66M
JEF icon
861
Jefferies Financial Group
JEF
$13.1B
$2.82M 0.02%
98,066
+43,783
+81% +$1.19M
PHT
862
DELISTED
Pioneer High Income Fund
PHT
$2.81M 0.02%
300,380
+6,311
+2% +$58.1K
MUI
863
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.8M 0.02%
186,459
-1,988
-1% -$29.6K
AGI icon
864
Alamos Gold
AGI
$13.9B
$2.78M 0.02%
356,101
-1,359
-0.4% -$10.9K
BR icon
865
Broadridge
BR
$19B
$2.77M 0.02%
18,119
+512
+3% +$75.6K
WEN icon
866
Wendy's
WEN
$1.46B
$2.76M 0.02%
136,255
-74,957
-35% -$1.56M
ONC
867
BeOne Medicines Ltd
ONC
$39.4B
$2.76M 0.02%
7,926
-3,064
-28% -$1.01M
HI
868
DELISTED
Hillenbrand
HI
$2.75M 0.02%
57,710
+19,012
+49% +$873K
JHI
869
John Hancock Investors Trust
JHI
$117M
$2.75M 0.02%
153,054
-16,608
-10% -$295K
MYI icon
870
BlackRock MuniYield Quality Fund III
MYI
$721M
$2.75M 0.02%
192,540
+19,529
+11% +$277K
WST icon
871
West Pharmaceutical
WST
$24.9B
$2.74M 0.02%
9,728
-966
-9% -$276K
NVTA
872
DELISTED
Invitae Corporation
NVTA
$2.74M 0.02%
71,691
-232
-0.3% -$10.5K
AGZ icon
873
iShares Agency Bond ETF
AGZ
$565M
$2.73M 0.02%
23,233
-500
-2% -$59.4K
HRB icon
874
H&R Block
HRB
$5.86B
$2.73M 0.02%
125,436
+19,211
+18% +$363K
DOX icon
875
Amdocs
DOX
$6.22B
$2.73M 0.02%
38,938
+15,661
+67% +$1.18M
33 34
35
36 37

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.