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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFG icon
851
American Financial Group
AFG
$12.2B
$2.93M 0.02%
27,203
-4,484
-14% -$464K
FLO icon
852
Flowers Foods
FLO
$1.53B
$2.93M 0.02%
126,700
-34,590
-21% -$801K
PAAS icon
853
Pan American Silver
PAAS
$20.2B
$2.93M 0.02%
186,871
-316,132
-63% -$5.12M
ANSS
854
DELISTED
Ansys
ANSS
$2.91M 0.02%
13,167
-1,402
-10% -$295K
ING icon
855
ING
ING
$102B
$2.9M 0.02%
277,072
+14,415
+5% +$152K
SNLN
856
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$2.89M 0.02%
165,760
-81,948
-33% -$1.44M
PBCT
857
DELISTED
People's United Financial Inc
PBCT
$2.88M 0.02%
184,214
+11,363
+7% +$178K
MFIC icon
858
MidCap Financial Investment
MFIC
$800M
$2.87M 0.02%
178,173
-28,006
-14% -$458K
MDC
859
DELISTED
M.D.C. Holdings, Inc.
MDC
$2.86M 0.02%
71,549
-730
-1% -$25.6K
SAFE
860
Safehold
SAFE
$1.13B
$2.85M 0.02%
+44,909
New +$2.82M
PBA icon
861
Pembina Pipeline
PBA
$27.9B
$2.85M 0.02%
76,800
-6,895
-8% -$256K
GSK icon
862
GSK
GSK
$104B
$2.84M 0.02%
53,232
-8,913
-14% -$459K
ZF
863
DELISTED
Virtus Total Return Fund Inc.
ZF
$2.84M 0.02%
252,194
-13,026
-5% -$141K
CMP icon
864
Compass Minerals
CMP
$1.08B
$2.84M 0.02%
50,226
-7,706
-13% -$413K
RITM icon
865
Rithm Capital
RITM
$5.55B
$2.83M 0.02%
180,637
-16,411
-8% -$246K
SCS
866
DELISTED
Steelcase
SCS
$2.82M 0.02%
153,465
+28,552
+23% +$475K
ERC
867
Allspring Multi-Sector Income Fund
ERC
$258M
$2.81M 0.02%
227,468
-30,972
-12% -$385K
DSM
868
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$2.81M 0.02%
333,879
-15,251
-4% -$127K
HAL icon
869
Halliburton
HAL
$27.1B
$2.8M 0.02%
148,733
-9,066
-6% -$188K
SIVB
870
DELISTED
SVB Financial Group
SIVB
$2.8M 0.02%
13,380
-23,918
-64% -$5.01M
CALM icon
871
Cal-Maine
CALM
$3.98B
$2.79M 0.02%
69,708
+6,132
+10% +$255K
BIT icon
872
BlackRock Multi-Sector Income Trust
BIT
$702M
$2.78M 0.02%
162,036
-4,207
-3% -$72.4K
CINF icon
873
Cincinnati Financial
CINF
$27.5B
$2.76M 0.02%
23,693
+11,475
+94% +$1.26M
CHL
874
DELISTED
China Mobile Limited
CHL
$2.76M 0.02%
66,750
-5,005
-7% -$213K
DEO icon
875
Diageo
DEO
$51.6B
$2.76M 0.02%
16,881
-5,794
-26% -$970K
33 34
35
36 37

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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.