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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPZ
851
Tortoise Electrification Infrastructure ETF
TPZ
$124M
$2.9M 0.02%
182,123
-8,310
-4% -$146K
ARRY
852
DELISTED
Array Biopharma Inc
ARRY
$2.89M 0.02%
202,847
-26,260
-11% -$398K
RPAI
853
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$2.89M 0.02%
266,433
-37,938
-12% -$453K
BFH icon
854
Bread Financial
BFH
$4.54B
$2.88M 0.02%
24,066
-53,065
-69% -$8.32M
GRMN
855
Garmin
GRMN
$58.3B
$2.88M 0.02%
45,524
-6,470
-12% -$419K
HYT icon
856
BlackRock Corporate High Yield Fund
HYT
$1.37B
$2.88M 0.02%
310,292
-48,718
-14% -$479K
RRX icon
857
Regal Rexnord
RRX
$12.2B
$2.88M 0.02%
41,110
-19,074
-32% -$1.44M
PFPT
858
DELISTED
Proofpoint, Inc.
PFPT
$2.87M 0.02%
34,294
+3,684
+12% +$341K
FTI icon
859
TechnipFMC
FTI
$27.2B
$2.85M 0.02%
195,834
-122,990
-39% -$2.29M
KEX icon
860
Kirby Corp
KEX
$7.01B
$2.85M 0.02%
42,345
+3,342
+9% +$247K
UNIT
861
Uniti Group
UNIT
$2.35B
$2.85M 0.02%
182,868
-16,346
-8% -$307K
MBT
862
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$2.84M 0.02%
405,910
-37,078
-8% -$290K
AU icon
863
AngloGold Ashanti
AU
$44.8B
$2.84M 0.02%
226,304
-70,960
-24% -$728K
FLTR icon
864
VanEck IG Floating Rate ETF
FLTR
$2.97B
$2.83M 0.02%
114,716
+22,020
+24% +$552K
IVR icon
865
Invesco Mortgage Capital
IVR
$761M
$2.83M 0.02%
19,558
-3,809
-16% -$576K
VGR
866
DELISTED
Vector Group Ltd.
VGR
$2.83M 0.02%
429,933
-62,148
-13% -$525K
OLN icon
867
Olin
OLN
$2.13B
$2.82M 0.02%
140,366
-24,191
-15% -$516K
ROIC
868
DELISTED
Retail Opportunity Investments Corp.
ROIC
$2.82M 0.02%
177,480
+8,287
+5% +$146K
SUNS
869
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$2.81M 0.02%
185,683
-93,710
-34% -$1.49M
ICPT
870
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$2.8M 0.02%
27,763
-2,383
-8% -$247K
NVS icon
871
Novartis
NVS
$294B
$2.79M 0.02%
36,283
-14,675
-29% -$1.14M
SMG icon
872
ScottsMiracle-Gro
SMG
$3.85B
$2.79M 0.02%
45,372
-4,464
-9% -$318K
SYNH
873
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$2.79M 0.02%
70,799
-87,154
-55% -$4.05M
KL
874
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$2.79M 0.02%
106,746
-38,525
-27% -$817K
IAE
875
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.5M
$2.78M 0.02%
325,795
+22,873
+8% +$200K
33 34
35
36 37

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.