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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MYN icon
851
BlackRock MuniYield New York Quality Fund
MYN
$372M
$7.01M 0.02%
542,902
+24,014
+5% +$313K
MHN
852
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$7.01M 0.02%
523,581
+26,264
+5% +$363K
FLG
853
Flagstar Bank National Association
FLG
$5.93B
$7.01M 0.02%
179,388
+66,917
+59% +$2.59M
ODP
854
DELISTED
ODP
ODP
$6.94M 0.02%
196,133
+128,153
+189% +$4.44M
CEN
855
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$6.94M 0.02%
69,673
+9,527
+16% +$933K
CZR
856
DELISTED
Caesars Entertainment Corporation
CZR
$6.93M 0.02%
547,905
+183,334
+50% +$2.33M
EVN
857
Eaton Vance Municipal Income Trust
EVN
$415M
$6.92M 0.02%
557,694
-148,074
-21% -$1.86M
INFN
858
DELISTED
Infinera Corporation Common Stock
INFN
$6.91M 0.02%
1,092,262
+102,584
+10% +$782K
PFGC icon
859
Performance Food Group
PFGC
$17.9B
$6.91M 0.02%
208,852
+97,075
+87% +$2.85M
BGT icon
860
BlackRock Floating Rate Income Trust
BGT
$321M
$6.91M 0.02%
496,364
-90,680
-15% -$1.27M
EMB icon
861
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$6.9M 0.02%
59,468
+5,281
+10% +$611K
NKX icon
862
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$644M
$6.9M 0.02%
448,793
-45,371
-9% -$706K
JQC icon
863
Nuveen Credit Strategies Income Fund
JQC
$707M
$6.89M 0.02%
837,807
-241,587
-22% -$2M
TKR icon
864
Timken Company
TKR
$9.58B
$6.88M 0.02%
140,008
+11,351
+9% +$549K
BGS icon
865
B&G Foods
BGS
$289M
$6.87M 0.02%
195,425
-34,147
-15% -$1.17M
JRO
866
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$6.87M 0.02%
602,185
-52,462
-8% -$593K
MCA
867
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$6.85M 0.02%
467,240
-29,953
-6% -$448K
NAN icon
868
Nuveen New York Quality Municipal Income Fund
NAN
$367M
$6.85M 0.02%
495,047
+2,311
+0.5% +$32.2K
NML
869
Neuberger Energy Infrastructure and Income Fund Inc
NML
$584M
$6.84M 0.02%
728,782
+50,787
+7% +$451K
ARRS
870
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$6.8M 0.02%
264,699
+92,890
+54% +$2.61M
BYD icon
871
Boyd Gaming
BYD
$6.31B
$6.8M 0.02%
194,011
+48,068
+33% +$1.45M
JFR icon
872
Nuveen Floating Rate Income Fund
JFR
$1.24B
$6.77M 0.02%
603,945
-39,187
-6% -$444K
B
873
Barrick Mining
B
$61.6B
$6.76M 0.02%
467,427
-11,485
-2% -$169K
MATX icon
874
Matsons
MATX
$6.13B
$6.74M 0.02%
225,806
+18,041
+9% +$510K
UNIT
875
Uniti Group
UNIT
$2.34B
$6.74M 0.02%
378,605
-361,140
-49% -$5.95M
33 34
35
36 37

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.