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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSTR icon
851
Landstar System
LSTR
$5.93B
$7.19M 0.02%
72,165
+9,535
+15% +$847K
KITE
852
DELISTED
Kite Pharma, Inc.
KITE
$7.18M 0.02%
39,953
-10,386
-21% -$1.45M
MGU
853
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$7.18M 0.02%
273,175
-12,773
-4% -$324K
NEV
854
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$7.15M 0.02%
486,556
-39,457
-8% -$580K
MWA icon
855
Mueller Water Products
MWA
$3.95B
$7.14M 0.02%
558,052
+25,820
+5% +$307K
BUI icon
856
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$723M
$7.14M 0.02%
339,249
-14,759
-4% -$310K
BGX
857
Blackstone Long-Short Credit Income Fund
BGX
$136M
$7.12M 0.02%
442,913
+61,887
+16% +$993K
TSRO
858
DELISTED
TESARO, Inc.
TSRO
$7.09M 0.02%
54,933
+14,520
+36% +$1.8M
SON icon
859
Sonoco
SON
$5.53B
$7.02M 0.02%
139,077
+6,779
+5% +$334K
GLOP
860
DELISTED
GASLOG PARTNERS LP
GLOP
$7.02M 0.02%
301,789
+13,432
+5% +$315K
MHN
861
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$7.01M 0.02%
497,317
+28,341
+6% +$402K
MLI icon
862
Mueller Industries
MLI
$14.9B
$7M 0.02%
800,944
+36,656
+5% +$281K
TFX icon
863
Teleflex
TFX
$5.88B
$6.99M 0.02%
28,902
+14,315
+98% +$3.11M
HSBC icon
864
HSBC
HSBC
$365B
$6.97M 0.02%
154,322
-4,844
-3% -$214K
NAN icon
865
Nuveen New York Quality Municipal Income Fund
NAN
$367M
$6.95M 0.02%
492,736
+27,179
+6% +$389K
ULTI
866
DELISTED
Ultimate Software Group Inc
ULTI
$6.94M 0.02%
36,610
+3,623
+11% +$731K
MDU icon
867
MDU Resources
MDU
$4.18B
$6.94M 0.02%
703,226
+17,157
+3% +$171K
EXEL icon
868
Exelixis
EXEL
$13.4B
$6.94M 0.02%
286,284
-46
-0% -$1.22K
SEIC icon
869
SEI Investments
SEIC
$12.3B
$6.92M 0.02%
113,274
+4,444
+4% +$252K
GMZ
870
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$6.91M 0.02%
105,730
+5,484
+5% +$361K
DPG
871
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$6.9M 0.02%
425,151
-23,948
-5% -$395K
NRK icon
872
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$905M
$6.88M 0.02%
521,027
+22,427
+4% +$298K
STAY
873
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$6.86M 0.02%
342,807
+36,965
+12% +$717K
MYN icon
874
BlackRock MuniYield New York Quality Fund
MYN
$372M
$6.84M 0.02%
518,888
+29,734
+6% +$394K
ENX
875
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$6.84M 0.02%
529,262
+24,237
+5% +$310K
33 34
35
36 37

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.