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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCA
851
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$6.8M 0.02%
461,795
+15,968
+4% +$234K
CHDN icon
852
Churchill Downs
CHDN
$5.88B
$6.8M 0.02%
256,860
-22,974
-8% -$574K
NKX icon
853
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
$6.8M 0.02%
461,425
+8,728
+2% +$127K
ALE
854
DELISTED
Allete
ALE
$6.74M 0.02%
99,464
+39,744
+67% +$2.6M
TER icon
855
Teradyne
TER
$57.6B
$6.73M 0.02%
216,244
+16,322
+8% +$467K
EIM
856
Eaton Vance Municipal Bond Fund
EIM
$491M
$6.72M 0.02%
535,866
+3,162
+0.6% +$39.5K
INVH icon
857
Invitation Homes
INVH
$17.7B
$6.71M 0.02%
+307,250
New +$6.56M
VSM
858
DELISTED
Versum Materials, Inc.
VSM
$6.7M 0.02%
218,915
+88,635
+68% +$2.59M
SHY icon
859
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$6.7M 0.02%
79,210
+4,168
+6% +$352K
ACC
860
DELISTED
American Campus Communities, Inc.
ACC
$6.7M 0.02%
140,610
-10,122
-7% -$494K
GER
861
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$6.69M 0.02%
91,762
+33,282
+57% +$2.42M
CCP
862
DELISTED
Care Capital Properties, Inc.
CCP
$6.69M 0.02%
248,846
+9,259
+4% +$233K
ACM icon
863
Aecom
ACM
$9.3B
$6.68M 0.02%
187,803
+10,983
+6% +$402K
CHI
864
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$6.67M 0.02%
606,246
+61,392
+11% +$661K
FCT
865
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$6.67M 0.02%
482,150
-73,060
-13% -$1.01M
ULTI
866
DELISTED
Ultimate Software Group Inc
ULTI
$6.66M 0.02%
34,110
-2,212
-6% -$431K
MBT
867
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$6.65M 0.02%
602,989
+215,027
+55% +$2.23M
WPZ
868
DELISTED
Williams Partners L.P.
WPZ
$6.64M 0.02%
162,636
+130,489
+406% +$5.25M
EVR icon
869
Evercore
EVR
$12.4B
$6.64M 0.02%
85,190
+16,970
+25% +$1.32M
ETB
870
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$454M
$6.62M 0.02%
406,406
-20,235
-5% -$336K
NE
871
DELISTED
Noble Corporation
NE
$6.62M 0.02%
1,068,731
-346,140
-24% -$2.33M
IBKC
872
DELISTED
IBERIABANK Corp
IBKC
$6.6M 0.02%
83,385
+824
+1% +$67.5K
INFN
873
DELISTED
Infinera Corporation Common Stock
INFN
$6.59M 0.02%
644,626
-17,436
-3% -$175K
FRME icon
874
First Merchants
FRME
$2.68B
$6.59M 0.02%
167,646
-4,081
-2% -$159K
UTG icon
875
Reaves Utility Income Fund
UTG
$3.54B
$6.56M 0.02%
202,504
+15,831
+8% +$517K
33 34
35
36 37

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.