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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMID
851
DELISTED
American Midstream Partners, LP
AMID
$6.64M 0.02%
365,009
+336,363
+1,174% +$5.08M
NLY icon
852
Annaly Capital Management
NLY
$17.2B
$6.64M 0.02%
166,506
-29,598
-15% -$1.2M
ULTI
853
DELISTED
Ultimate Software Group Inc
ULTI
$6.62M 0.02%
36,322
-21,550
-37% -$4.32M
EIM
854
Eaton Vance Municipal Bond Fund
EIM
$492M
$6.61M 0.02%
532,704
-96,582
-15% -$1.22M
TTC icon
855
Toro Company
TTC
$9.06B
$6.6M 0.02%
117,979
+3,162
+3% +$161K
SUM
856
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$6.56M 0.02%
284,194
-48,613
-15% -$1.02M
POOL icon
857
Pool Corp
POOL
$7.11B
$6.55M 0.02%
62,808
-28,221
-31% -$2.79M
UTHR icon
858
United Therapeutics
UTHR
$21.9B
$6.54M 0.02%
45,569
-75,756
-62% -$9.67M
VCIT icon
859
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
$6.51M 0.02%
75,944
+2,888
+4% +$251K
LPX icon
860
Louisiana-Pacific
LPX
$5.15B
$6.49M 0.02%
342,785
+142,740
+71% +$2.72M
NKX icon
861
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$649M
$6.48M 0.02%
452,697
-27,623
-6% -$409K
FRME icon
862
First Merchants
FRME
$2.74B
$6.47M 0.02%
171,727
+71,498
+71% +$2.27M
MCA
863
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$6.46M 0.02%
445,827
-23,494
-5% -$349K
EAD
864
Allspring Income Opportunities Fund
EAD
$372M
$6.45M 0.02%
759,972
-28,127
-4% -$230K
ACM icon
865
Aecom
ACM
$9.61B
$6.43M 0.02%
176,820
+34,065
+24% +$1.13M
EAT icon
866
Brinker International
EAT
$9.66B
$6.41M 0.02%
129,440
+90,884
+236% +$4.68M
CWT icon
867
California Water Service
CWT
$3.05B
$6.39M 0.02%
188,472
-2,581
-1% -$85.5K
MLI icon
868
Mueller Industries
MLI
$14.7B
$6.35M 0.02%
635,808
-65,396
-9% -$577K
JCP
869
DELISTED
J.C. Penney Company, Inc.
JCP
$6.34M 0.02%
763,257
-825,043
-52% -$7.45M
SHY icon
870
iShares 1-3 Year Treasury Bond ETF
SHY
$25B
$6.34M 0.02%
75,042
-37
-0% -$3.13K
PLAB icon
871
Photronics
PLAB
$1.85B
$6.33M 0.02%
560,464
+506,352
+936% +$5.31M
GSBD icon
872
Goldman Sachs BDC
GSBD
$993M
$6.31M 0.02%
268,429
+96,988
+57% +$2.17M
ENH
873
DELISTED
Endurance Specialty Holdings Ltd
ENH
$6.31M 0.02%
68,254
-157,819
-70% -$14.5M
BUI icon
874
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$726M
$6.28M 0.02%
341,304
-21,505
-6% -$399K
JASO
875
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$6.28M 0.02%
1,319,294
+28,075
+2% +$159K
33 34
35
36 37

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.