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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEP
851
DELISTED
Spectra Engy Parters Lp
SEP
$6.84M 0.02%
142,263
+7,459
+6% +$339K
PHD
852
DELISTED
Pioneer Floating Rate Fund
PHD
$6.83M 0.02%
610,707
+2,941
+0.5% +$31.1K
SBS icon
853
Sabesp
SBS
$19.1B
$6.82M 0.02%
5,326,069
+203,182
+4% +$215K
NXJ
854
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$6.77M 0.02%
478,800
-80,950
-14% -$1.12M
APU
855
DELISTED
AmeriGas Partners, L.P.
APU
$6.77M 0.02%
155,714
-18,662
-11% -$740K
NMZ icon
856
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$6.75M 0.02%
482,568
+169,742
+54% +$2.36M
NWS icon
857
News Corp Class B
NWS
$17.7B
$6.73M 0.02%
507,602
-19,618
-4% -$243K
PGF icon
858
Invesco Financial Preferred ETF
PGF
$676M
$6.7M 0.02%
356,489
-137,480
-28% -$2.54M
B
859
Barrick Mining
B
$64B
$6.7M 0.02%
493,308
-165,642
-25% -$1.93M
VVC
860
DELISTED
Vectren Corporation
VVC
$6.67M 0.02%
132,019
+47,298
+56% +$2.13M
DPZ icon
861
Domino's
DPZ
$12.2B
$6.67M 0.02%
50,606
-7,444
-13% -$888K
CONE
862
DELISTED
CyrusOne Inc Common Stock
CONE
$6.61M 0.02%
144,752
+77,690
+116% +$2.97M
BMS
863
DELISTED
Bemis
BMS
$6.61M 0.02%
127,554
+28,263
+28% +$1.36M
CIM
864
Chimera Investment
CIM
$1.06B
$6.6M 0.02%
161,966
-15,709
-9% -$611K
EQNR icon
865
Equinor
EQNR
$93.1B
$6.59M 0.02%
423,610
-57,614
-12% -$804K
QIHU
866
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$6.58M 0.02%
87,147
-11,261
-11% -$814K
HSBC icon
867
HSBC
HSBC
$364B
$6.57M 0.02%
237,094
-5,994
-2% -$177K
BGS icon
868
B&G Foods
BGS
$289M
$6.57M 0.02%
188,831
-89,095
-32% -$3.14M
EVN
869
Eaton Vance Municipal Income Trust
EVN
$419M
$6.56M 0.02%
452,631
+157,453
+53% +$2.22M
EFT
870
Eaton Vance Floating-Rate Income Trust
EFT
$285M
$6.56M 0.02%
498,204
-27,532
-5% -$340K
NPM
871
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$6.54M 0.02%
444,095
-36,319
-8% -$526K
ENOV icon
872
Enovis
ENOV
$1.78B
$6.52M 0.02%
+132,562
New +$5.64M
CTR
873
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$6.52M 0.02%
125,618
+146
+0.1% +$6.91K
QGENF
874
DELISTED
QIAGEN NV
QGENF
$6.52M 0.02%
291,669
-46,157
-14% -$1.03M
VOD icon
875
Vodafone
VOD
$36.3B
$6.51M 0.02%
203,070
-29,249
-13% -$911K
33 34
35
36 37

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.