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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQDT icon
851
Liquidity Services
LQDT
$1.23B
$9.47M 0.02%
1,159,719
-200,066
-15% -$2.18M
PAA icon
852
Plains All American Pipeline
PAA
$17.1B
$9.47M 0.02%
184,495
-32,920
-15% -$1.75M
SCI icon
853
Service Corp International
SCI
$11.7B
$9.47M 0.02%
417,072
+327,456
+365% +$7.18M
RYN icon
854
Rayonier
RYN
$6.48B
$9.42M 0.02%
371,633
+69,916
+23% +$1.87M
WNR
855
DELISTED
Western Refining Inc
WNR
$9.38M 0.02%
248,417
+217,819
+712% +$9.01M
ENOC
856
DELISTED
EnerNOC, Inc.
ENOC
$9.38M 0.02%
606,815
+496,113
+448% +$7.4M
GEF icon
857
Greif
GEF
$4.93B
$9.35M 0.02%
198,000
+5,597
+3% +$250K
BXMX
858
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$9.31M 0.02%
768,789
+255,166
+50% +$3.24M
MDU icon
859
MDU Resources
MDU
$4.2B
$9.3M 0.02%
1,040,393
+151,634
+17% +$1.46M
CTRX
860
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$9.28M 0.02%
179,362
-17,907
-9% -$842K
DBL
861
DoubleLine Opportunistic Credit Fund
DBL
$279M
$9.28M 0.02%
377,896
-1,179
-0.3% -$28.6K
GHY
862
PGIM Global High Yield Fund
GHY
$477M
$9.28M 0.02%
582,703
+30,771
+6% +$496K
CPHD
863
DELISTED
Cepheid Inc
CPHD
$9.23M 0.02%
170,438
+29,319
+21% +$1.48M
GLO
864
Clough Global Opportunities Fund
GLO
$250M
$9.22M 0.02%
719,054
+34,279
+5% +$411K
FBR
865
DELISTED
Fibria Celulose Sa
FBR
$9.16M 0.02%
755,344
-397,974
-35% -$4.59M
NSL
866
DELISTED
NUVEEN SENIOR INCM FD
NSL
$9.12M 0.02%
1,392,145
-68,869
-5% -$456K
BCH icon
867
Banco de Chile
BCH
$21B
$9.08M 0.02%
433,320
+12,616
+3% +$277K
CSQ icon
868
Calamos Strategic Total Return Fund
CSQ
$3.29B
$9.08M 0.02%
793,287
+16,954
+2% +$196K
HYI
869
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$9.07M 0.02%
575,627
-45,674
-7% -$742K
RY icon
870
Royal Bank of Canada
RY
$292B
$9.07M 0.02%
131,258
-25,056
-16% -$1.77M
VTA
871
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$9.05M 0.02%
764,092
-156,863
-17% -$1.86M
FFC
872
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$780M
$9.03M 0.02%
474,212
+21,352
+5% +$429K
OPK icon
873
Opko Health
OPK
$978M
$9.01M 0.02%
901,702
+76,599
+9% +$656K
HCR
874
DELISTED
Hi-Crush Inc. Common Stock
HCR
$8.99M 0.02%
289,537
+177,684
+159% +$7.4M
CYT
875
DELISTED
CYTEC INDS INC
CYT
$8.98M 0.02%
194,435
+163,505
+529% +$7.61M
33 34
35
36 37

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.