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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFOR
851
Everforth Inc
EFOR
$1.23B
$10.8M 0.03%
401,607
+198,688
+98% +$6.16M
STR
852
DELISTED
QUESTAR CORP
STR
$10.8M 0.03%
482,961
+401,429
+492% +$9.24M
FLG
853
Flagstar Bank National Association
FLG
$6.01B
$10.8M 0.03%
225,889
-20,556
-8% -$981K
IGA
854
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
$10.8M 0.03%
874,056
+33,135
+4% +$403K
FBIN icon
855
Fortune Brands Innovations
FBIN
$6.41B
$10.6M 0.03%
303,030
-11,345
-4% -$397K
NGLS
856
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$10.6M 0.03%
147,112
+99,137
+207% +$6.96M
INCY icon
857
Incyte
INCY
$24.4B
$10.6M 0.03%
215,459
+44,602
+26% +$2.24M
IBOC icon
858
International Bancshares
IBOC
$4.77B
$10.5M 0.03%
426,969
-6,277
-1% -$164K
DPG
859
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$10.5M 0.03%
494,098
+112,360
+29% +$2.45M
SJR
860
DELISTED
Shaw Communications Inc.
SJR
$10.5M 0.03%
428,806
+78,685
+22% +$1.99M
WDR
861
DELISTED
Waddell & Reed Financial, Inc.
WDR
$10.4M 0.03%
202,121
+4,637
+2% +$258K
MENT
862
DELISTED
Mentor Graphics Corp
MENT
$10.4M 0.03%
508,361
-20,583
-4% -$440K
HYI
863
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$10.3M 0.02%
621,301
-43,509
-7% -$751K
CIB icon
864
Grupo Cibest SA
CIB
$21.3B
$10.3M 0.02%
180,710
+10,105
+6% +$620K
TSLA icon
865
Tesla
TSLA
$1.29T
$10.2M 0.02%
632,565
-43,380
-6% -$716K
JLA
866
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$10.2M 0.02%
781,488
-8,638
-1% -$115K
PBR icon
867
Petrobras
PBR
$121B
$10.2M 0.02%
718,393
-70,287
-9% -$1.18M
CHY
868
Calamos Convertible and High Income Fund
CHY
$1.04B
$10.2M 0.02%
717,120
+16,009
+2% +$233K
EAT icon
869
Brinker International
EAT
$9.43B
$10.2M 0.02%
200,090
+499
+0.3% +$23.9K
HAWK
870
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$10.1M 0.02%
312,892
-426,351
-58% -$12M
XLI icon
871
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$10.1M 0.02%
190,600
+25,600
+16% +$1.37M
YGE
872
DELISTED
Yingli Green Energy Holding Comp
YGE
$10.1M 0.02%
325,525
-233,964
-42% -$8.1M
CYS
873
DELISTED
CYS Investments Inc.
CYS
$10.1M 0.02%
1,227,323
-55,668
-4% -$502K
CP icon
874
Canadian Pacific Kansas City
CP
$79.7B
$10.1M 0.02%
243,485
+189,475
+351% +$7.42M
CHI
875
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$10.1M 0.02%
746,078
-8,653
-1% -$119K
33 34
35
36 37

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.