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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPC icon
826
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$1.88M 0.02%
296,466
-12,267
-4% -$79.2K
BWG
827
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$1.88M 0.02%
249,788
-53,152
-18% -$429K
USFD icon
828
US Foods
USFD
$24B
$1.87M 0.02%
47,156
-29,660
-39% -$1.23M
WRK
829
DELISTED
WestRock Company
WRK
$1.86M 0.02%
52,034
-6,166
-11% -$202K
BCC icon
830
Boise Cascade
BCC
$3.02B
$1.86M 0.02%
18,069
+4,464
+33% +$459K
ITT icon
831
ITT
ITT
$19.1B
$1.86M 0.02%
18,981
-2,659
-12% -$261K
HPQ icon
832
HP
HPQ
$27.5B
$1.86M 0.02%
72,245
-22,622
-24% -$694K
DAR icon
833
Darling Ingredients
DAR
$9.44B
$1.85M 0.02%
35,415
+1,893
+6% +$118K
L icon
834
Loews
L
$23.6B
$1.85M 0.02%
29,149
+3,817
+15% +$238K
DCI icon
835
Donaldson
DCI
$11.4B
$1.84M 0.02%
30,856
+3,330
+12% +$206K
CRL icon
836
Charles River Laboratories
CRL
$12.8B
$1.84M 0.02%
9,375
-177
-2% -$36.3K
IONS icon
837
Ionis Pharmaceuticals
IONS
$9.4B
$1.84M 0.02%
40,475
-11,451
-22% -$472K
CPT icon
838
Camden Property Trust
CPT
$11.3B
$1.83M 0.02%
19,395
-1,175
-6% -$125K
AWF
839
AllianceBernstein Global High Income Fund
AWF
$872M
$1.83M 0.02%
189,014
-45,117
-19% -$445K
BDC icon
840
Belden
BDC
$5.19B
$1.83M 0.02%
18,966
+476
+3% +$44.5K
NE icon
841
Noble Corp
NE
$6.51B
$1.83M 0.02%
36,145
-8,403
-19% -$428K
VTWO icon
842
Vanguard Russell 2000 ETF
VTWO
$17.4B
$1.83M 0.02%
25,613
– –
MTDR icon
843
Matador Resources
MTDR
$6.09B
$1.83M 0.02%
30,686
-7,535
-20% -$439K
WTS icon
844
Watts Water Technologies
WTS
$13.1B
$1.82M 0.02%
10,511
+6,623
+170% +$1.21M
AZO icon
845
AutoZone
AZO
$51.1B
$1.81M 0.02%
714
-141
-16% -$354K
UMC icon
846
United Microelectronic
UMC
$46.9B
$1.8M 0.02%
255,295
+77,315
+43% +$560K
VMI icon
847
Valmont Industries
VMI
$9.53B
$1.8M 0.02%
7,503
+4,879
+186% +$1.25M
PINS icon
848
Pinterest
PINS
$13.4B
$1.78M 0.02%
65,779
+26,719
+68% +$729K
GBCI icon
849
Glacier Bancorp
GBCI
$6.35B
$1.78M 0.02%
62,327
-19,785
-24% -$612K
RITM icon
850
Rithm Capital
RITM
$5.69B
$1.77M 0.02%
190,823
-61,842
-24% -$610K
32 33
34
35 36

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.