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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGI
826
Virtus Global Multi-Sector Income Fund
VGI
$83.7M
$2.14M 0.02%
276,424
-867
-0.3% -$6.68K
DELL icon
827
Dell
DELL
$293B
$2.14M 0.02%
53,249
-24,343
-31% -$963K
TEL icon
828
TE Connectivity
TEL
$62.6B
$2.14M 0.02%
18,637
+10,500
+129% +$1.25M
EAD
829
Allspring Income Opportunities Fund
EAD
$379M
$2.13M 0.02%
332,639
+32,225
+11% +$209K
DXC icon
830
DXC Technology
DXC
$1.73B
$2.12M 0.02%
80,169
+35,774
+81% +$995K
SXT icon
831
Sensient Technologies
SXT
$5.53B
$2.12M 0.02%
29,131
+3,195
+12% +$229K
THG icon
832
Hanover Insurance
THG
$7.98B
$2.12M 0.02%
15,713
-690
-4% -$96.2K
ROP icon
833
Roper Technologies
ROP
$39.8B
$2.12M 0.02%
4,909
-4,866
-50% -$2M
L icon
834
Loews
L
$23.6B
$2.12M 0.02%
36,353
-8,622
-19% -$481K
TD icon
835
Toronto Dominion Bank
TD
$200B
$2.11M 0.02%
32,643
+849
+3% +$54.8K
CHX
836
DELISTED
ChampionX
CHX
$2.11M 0.02%
72,712
-40,793
-36% -$1.13M
NUW icon
837
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$2.1M 0.02%
154,503
+143,524
+1,307% +$1.93M
TCBK icon
838
TriCo Bancshares
TCBK
$1.83B
$2.09M 0.02%
41,046
+6,501
+19% +$339K
TRTN
839
DELISTED
Triton International Limited
TRTN
$2.07M 0.02%
30,158
+5,039
+20% +$319K
OLN icon
840
Olin
OLN
$2.12B
$2.07M 0.02%
39,176
+9,292
+31% +$493K
FLTR icon
841
VanEck IG Floating Rate ETF
FLTR
$3.04B
$2.07M 0.02%
83,117
-4,108
-5% -$102K
BTG icon
842
B2Gold
BTG
$6.64B
$2.06M 0.02%
578,086
+66,834
+13% +$222K
FEN
843
DELISTED
First Trust Energy Income and Growth Fund
FEN
$2.06M 0.02%
145,398
-44,297
-23% -$655K
MRTX
844
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$2.05M 0.02%
45,313
+20,973
+86% +$1.36M
HL icon
845
Hecla Mining
HL
$11.3B
$2.05M 0.02%
368,765
-15,078
-4% -$74.9K
POST icon
846
Post Holdings
POST
$3.57B
$2.05M 0.02%
22,658
+2,839
+14% +$253K
PCN
847
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$2.04M 0.02%
172,220
+81,793
+90% +$1.01M
VMC icon
848
Vulcan Materials
VMC
$36.9B
$2.04M 0.02%
11,637
-473
-4% -$80.9K
TSCO icon
849
Tractor Supply
TSCO
$18B
$2.04M 0.02%
45,260
-925
-2% -$39.3K
HP icon
850
Helmerich & Payne
HP
$3.71B
$2.03M 0.02%
40,946
-16,139
-28% -$768K
32 33
34
35 36

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.