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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPAM icon
826
EPAM Systems
EPAM
$5.03B
$2.06M 0.02%
5,695
-1,044
-15% -$399K
CM icon
827
Canadian Imperial Bank of Commerce
CM
$108B
$2.06M 0.02%
46,953
+10,191
+28% +$497K
PHI icon
828
PLDT
PHI
$4.33B
$2.05M 0.02%
80,977
-11,890
-13% -$350K
KRTX
829
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$2.04M 0.02%
9,062
-433
-5% -$87.6K
EXAS
830
DELISTED
Exact Sciences
EXAS
$2.03M 0.02%
62,601
-12,298
-16% -$507K
MOS icon
831
The Mosaic Company
MOS
$7.33B
$2.02M 0.02%
41,892
-9,634
-19% -$498K
EVG
832
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$2.02M 0.02%
206,308
+13,699
+7% +$150K
HRB icon
833
H&R Block
HRB
$5.86B
$2.02M 0.02%
47,361
-47,399
-50% -$2.01M
IVT icon
834
InvenTrust Properties
IVT
$2.59B
$2.02M 0.02%
+94,489
New +$2.51M
PAAS icon
835
Pan American Silver
PAAS
$21.6B
$2.01M 0.02%
126,807
-25,489
-17% -$444K
OGN icon
836
Organon & Co
OGN
$3.57B
$2.01M 0.02%
85,972
+10,767
+14% +$325K
FSD
837
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$2.01M 0.02%
185,534
-11,701
-6% -$138K
BWG
838
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$2.01M 0.02%
263,734
+122,066
+86% +$1.06M
PDT
839
John Hancock Premium Dividend Fund
PDT
$626M
$2M 0.02%
147,464
+12,742
+9% +$187K
EGP icon
840
EastGroup Properties
EGP
$10.9B
$1.99M 0.02%
13,819
-56
-0.4% -$9.14K
FNF icon
841
Fidelity National Financial
FNF
$13.5B
$1.99M 0.02%
57,132
-18,777
-25% -$701K
VST icon
842
Vistra
VST
$47.4B
$1.98M 0.02%
94,134
+54,126
+135% +$1.31M
JPC icon
843
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$1.98M 0.02%
284,223
-10,904
-4% -$85.2K
LUMN icon
844
Lumen
LUMN
$6.44B
$1.98M 0.02%
271,282
-3,571
-1% -$36.3K
ETSY icon
845
Etsy
ETSY
$7.85B
$1.96M 0.02%
19,602
-5,568
-22% -$568K
HPQ icon
846
HP
HPQ
$27.5B
$1.95M 0.02%
78,266
-77,807
-50% -$2.39M
TD icon
847
Toronto Dominion Bank
TD
$200B
$1.95M 0.02%
31,794
+18,335
+136% +$1.19M
PFGC icon
848
Performance Food Group
PFGC
$18B
$1.95M 0.02%
45,338
-5,826
-11% -$288K
CRUS icon
849
Cirrus Logic
CRUS
$6.26B
$1.95M 0.02%
28,279
-10,216
-27% -$802K
EMD
850
Western Asset Emerging Markets Debt Fund
EMD
$616M
$1.94M 0.02%
243,320
+59,702
+33% +$536K
32 33
34
35 36

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.