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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCS
826
PIMCO Strategic Income Fund
RCS
$250M
$3.28M 0.02%
465,248
+59,483
+15% +$459K
ARWR icon
827
Arrowhead Research
ARWR
$12.4B
$3.27M 0.02%
52,373
+3,952
+8% +$256K
IT icon
828
Gartner
IT
$11.7B
$3.26M 0.02%
10,726
-1,134
-10% -$329K
NSC icon
829
Norfolk Southern
NSC
$75.1B
$3.25M 0.02%
13,606
-298
-2% -$76.4K
CRUS icon
830
Cirrus Logic
CRUS
$6.26B
$3.25M 0.02%
39,481
+10,901
+38% +$907K
PHT
831
DELISTED
Pioneer High Income Fund
PHT
$3.25M 0.02%
332,530
-24,543
-7% -$251K
AN icon
832
AutoNation
AN
$6.92B
$3.24M 0.02%
26,584
-11,369
-30% -$1.28M
INOV
833
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$3.23M 0.02%
80,095
+27,080
+51% +$1.02M
EFX icon
834
Equifax
EFX
$21.4B
$3.22M 0.02%
12,725
-431
-3% -$112K
STE icon
835
Steris
STE
$23.1B
$3.22M 0.02%
15,744
+825
+6% +$177K
NVCR icon
836
NovoCure
NVCR
$1.91B
$3.21M 0.02%
27,658
+11,781
+74% +$1.78M
RGEN icon
837
Repligen
RGEN
$9.25B
$3.21M 0.02%
11,096
+74
+0.7% +$19K
LAKE icon
838
Lakeland Industries
LAKE
$119M
$3.19M 0.02%
152,155
+10,481
+7% +$244K
CHX
839
DELISTED
ChampionX
CHX
$3.18M 0.02%
142,064
+811
+0.6% +$18.5K
MTB icon
840
M&T Bank
MTB
$36.2B
$3.17M 0.02%
21,236
-190
-0.9% -$26.3K
PSTH.WS
841
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$3.15M 0.02%
2,444,441
– –
VGI
842
Virtus Global Multi-Sector Income Fund
VGI
$83.7M
$3.11M 0.02%
264,194
+17,960
+7% +$214K
NSL
843
DELISTED
NUVEEN SENIOR INCM FD
NSL
$3.1M 0.02%
530,442
+124,005
+31% +$721K
CHD icon
844
Church & Dwight Co
CHD
$24.5B
$3.1M 0.02%
37,525
-7,247
-16% -$614K
GHY
845
PGIM Global High Yield Fund
GHY
$483M
$3.1M 0.02%
201,055
+6,617
+3% +$104K
SAM icon
846
Boston Beer
SAM
$1.92B
$3.1M 0.02%
6,072
-1,776
-23% -$1.21M
PHI icon
847
PLDT
PHI
$4.33B
$3.08M 0.02%
94,733
+18,955
+25% +$514K
SGFY
848
DELISTED
Signify Health, Inc.
SGFY
$3.08M 0.02%
+172,113
New +$4.43M
SU icon
849
Suncor Energy
SU
$70.3B
$3.08M 0.02%
148,344
+7,739
+6% +$155K
MTLS
850
Materialise
MTLS
$396M
$3.06M 0.02%
+152,400
New +$3.34M
32 33
34
35 36

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AIM
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CII
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AAMU
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WANY
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.