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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
826
Unilever
UL
$136B
$2.8M 0.02%
+41,176
New +$2.79M
NTRA icon
827
Natera
NTRA
$46.4B
$2.79M 0.02%
+28,010
New +$2.34M
EIM
828
Eaton Vance Municipal Bond Fund
EIM
$499M
$2.78M 0.02%
204,496
+6,084
+3% +$80.1K
UMBF icon
829
UMB Financial
UMBF
$11.1B
$2.78M 0.02%
40,322
+10,663
+36% +$684K
MTN icon
830
Vail Resorts
MTN
$5.3B
$2.78M 0.02%
9,961
-1,494
-13% -$386K
BAH icon
831
Booz Allen Hamilton
BAH
$9.15B
$2.77M 0.02%
31,755
+8,228
+35% +$700K
BAB icon
832
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$2.76M 0.02%
82,492
+5,719
+7% +$189K
FSLR icon
833
First Solar
FSLR
$26.9B
$2.76M 0.02%
27,878
+13,935
+100% +$1.21M
MQT
834
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$2.75M 0.02%
196,726
-9,748
-5% -$131K
IGD
835
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$2.75M 0.02%
526,849
-414,458
-44% -$2.09M
JKHY icon
836
Jack Henry & Associates
JKHY
$11.1B
$2.75M 0.02%
16,952
-5,024
-23% -$798K
ARNA
837
DELISTED
Arena Pharmaceuticals Inc
ARNA
$2.74M 0.02%
+35,686
New +$2.67M
IFF icon
838
International Flavors & Fragrances
IFF
$21.9B
$2.73M 0.02%
25,095
+944
+4% +$106K
VST icon
839
Vistra
VST
$47.4B
$2.72M 0.02%
138,477
+43,866
+46% +$817K
TDY icon
840
Teledyne Technologies
TDY
$32B
$2.72M 0.02%
6,935
-1,142
-14% -$410K
GSBD icon
841
Goldman Sachs BDC
GSBD
$1.1B
$2.71M 0.02%
141,826
-32,698
-19% -$562K
NVAX icon
842
Novavax
NVAX
$1.31B
$2.71M 0.02%
+24,324
New +$2.59M
BR icon
843
Broadridge
BR
$19B
$2.7M 0.02%
17,607
-11,024
-39% -$1.6M
UCB
844
United Community Banks
UCB
$4.28B
$2.7M 0.02%
94,806
-3,362
-3% -$79.4K
GDV icon
845
Gabelli Dividend & Income Trust
GDV
$2.66B
$2.69M 0.02%
125,452
-4,899
-4% -$98.1K
HAL icon
846
Halliburton
HAL
$26.6B
$2.69M 0.02%
142,324
-13,890
-9% -$216K
IEX icon
847
IDEX
IEX
$17.3B
$2.69M 0.02%
13,495
+8,483
+169% +$1.61M
TYL icon
848
Tyler Technologies
TYL
$12.8B
$2.69M 0.02%
6,160
-1,423
-19% -$587K
XLRN
849
DELISTED
Acceleron Pharma
XLRN
$2.68M 0.02%
20,960
-6,815
-25% -$799K
CF icon
850
CF Industries
CF
$17.3B
$2.66M 0.02%
68,610
+14,371
+26% +$474K
32 33
34
35 36

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.