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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLPH
826
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
$2.33M 0.02%
139,290
+20,310
+17% +$335K
DSL
827
DoubleLine Income Solutions Fund
DSL
$1.24B
$2.33M 0.02%
145,102
+31,399
+28% +$503K
MHI
828
DELISTED
Pioneer Municipal High Income Fund
MHI
$2.33M 0.02%
200,733
-18,973
-9% -$223K
HAS icon
829
Hasbro
HAS
$13.2B
$2.32M 0.02%
27,986
+5,990
+27% +$464K
BBDC icon
830
Barings BDC
BBDC
$965M
$2.31M 0.02%
288,783
-43,546
-13% -$346K
ETRN
831
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$2.31M 0.02%
272,636
-23,900
-8% -$234K
TT icon
832
Trane Technologies
TT
$106B
$2.31M 0.02%
19,014
+5,475
+40% +$615K
AKAM icon
833
Akamai
AKAM
$15.9B
$2.3M 0.02%
20,814
-15,544
-43% -$1.73M
NVO
834
Novo Nordisk
NVO
$209B
$2.3M 0.02%
66,162
-6,032
-8% -$201K
UHS icon
835
Universal Health Services
UHS
$10.5B
$2.28M 0.02%
21,311
-6,186
-22% -$662K
RVTY icon
836
Revvity
RVTY
$12.8B
$2.28M 0.02%
18,163
+369
+2% +$42.4K
THG icon
837
Hanover Insurance
THG
$7.98B
$2.27M 0.02%
24,362
+3,135
+15% +$311K
ALKS icon
838
Alkermes
ALKS
$8.25B
$2.26M 0.02%
136,345
-65,168
-32% -$1.18M
MTD icon
839
Mettler-Toledo International
MTD
$28.6B
$2.26M 0.02%
2,338
-707
-23% -$656K
STE icon
840
Steris
STE
$23.1B
$2.26M 0.02%
12,814
+2,249
+21% +$360K
ALV icon
841
Autoliv
ALV
$9B
$2.25M 0.02%
30,949
-4,707
-13% -$334K
LGND icon
842
Ligand Pharmaceuticals
LGND
$6.36B
$2.25M 0.02%
37,919
+148
+0.4% +$10.1K
BHP icon
843
BHP
BHP
$230B
$2.25M 0.02%
48,878
+1,223
+3% +$58.9K
F icon
844
Ford
F
$55.7B
$2.24M 0.02%
336,857
-45,024
-12% -$305K
GPN icon
845
Global Payments
GPN
$22.8B
$2.24M 0.02%
12,599
-12,176
-49% -$2.11M
KYNB
846
Kyntra Bio
KYNB
$29.4M
$2.22M 0.02%
2,163
-596
-22% -$641K
JQC icon
847
Nuveen Credit Strategies Income Fund
JQC
$711M
$2.21M 0.02%
373,810
-6,656
-2% -$39.9K
BBK
848
DELISTED
Blackrock Municipal Bond Trust
BBK
$2.21M 0.02%
145,235
-3,324
-2% -$51.9K
NXQ
849
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$2.21M 0.02%
147,361
-7,168
-5% -$109K
PHT
850
DELISTED
Pioneer High Income Fund
PHT
$2.2M 0.02%
276,896
-48,913
-15% -$388K
32 33
34
35 36

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.