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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DPG
826
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$3.28M 0.02%
216,061
-23,084
-10% -$352K
PAC icon
827
Grupo Aeroportuario del Pacifico
PAC
$13.3B
$3.28M 0.02%
27,663
+3,542
+15% +$376K
DEX
828
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$3.28M 0.02%
315,062
-20,690
-6% -$207K
OLED icon
829
Universal Display
OLED
$4.01B
$3.26M 0.02%
15,828
+7,969
+101% +$1.51M
MBT
830
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$3.25M 0.02%
320,486
+2,206
+0.7% +$20.2K
SCS
831
DELISTED
Steelcase
SCS
$3.23M 0.02%
158,126
+4,661
+3% +$86.4K
ALKS icon
832
Alkermes
ALKS
$8.14B
$3.23M 0.02%
158,509
+48,549
+44% +$965K
PCH
833
DELISTED
PotlatchDeltic
PCH
$3.23M 0.02%
74,721
+66,822
+846% +$2.85M
CTRE icon
834
CareTrust REIT
CTRE
$9.68B
$3.22M 0.02%
156,156
-69,540
-31% -$1.52M
AUY
835
DELISTED
Yamana Gold, Inc.
AUY
$3.21M 0.02%
813,162
+146,305
+22% +$514K
LUMN icon
836
Lumen
LUMN
$6.37B
$3.21M 0.02%
243,036
-200,446
-45% -$2.69M
JCE icon
837
Nuveen Core Equity Alpha Fund
JCE
$284M
$3.2M 0.02%
218,925
-14,005
-6% -$202K
FIF
838
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$3.2M 0.02%
190,138
-45,076
-19% -$717K
AMCR icon
839
Amcor
AMCR
$21.8B
$3.2M 0.02%
58,991
+3,324
+6% +$167K
UHS icon
840
Universal Health Services
UHS
$10.3B
$3.19M 0.02%
22,223
-3,413
-13% -$487K
HAS icon
841
Hasbro
HAS
$12.9B
$3.18M 0.02%
30,135
-30,848
-51% -$3.21M
SEDG icon
842
SolarEdge
SEDG
$1.99B
$3.17M 0.02%
33,322
+24,391
+273% +$2.09M
PZC
843
DELISTED
PIMCO California Municipal Income Fund III
PZC
$3.17M 0.02%
277,502
-2,236
-0.8% -$25.5K
PDCO
844
DELISTED
Patterson Companies, Inc.
PDCO
$3.16M 0.02%
154,325
+3,288
+2% +$62.2K
LECO icon
845
Lincoln Electric
LECO
$15.1B
$3.15M 0.02%
32,548
+22,210
+215% +$2.02M
MIE
846
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$3.14M 0.02%
390,351
-60,351
-13% -$464K
SSRM icon
847
SSR Mining
SSRM
$5.9B
$3.14M 0.02%
162,868
+22,364
+16% +$348K
NVS icon
848
Novartis
NVS
$292B
$3.13M 0.02%
33,055
-5,588
-14% -$501K
BTZ icon
849
BlackRock Credit Allocation Income Trust
BTZ
$946M
$3.13M 0.02%
223,659
-9,918
-4% -$135K
BBY icon
850
Best Buy
BBY
$17B
$3.12M 0.02%
35,568
-43,139
-55% -$3.3M
32 33
34
35 36

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.