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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUD icon
826
AB InBev
BUD
$167B
$3.03M 0.03%
46,107
-66
-0.1% -$5.05K
CFR icon
827
Cullen/Frost Bankers
CFR
$10.3B
$3.03M 0.03%
34,503
-2,222
-6% -$216K
BCV
828
Bancroft Fund
BCV
$137M
$3.02M 0.03%
162,354
-670
-0.4% -$13.6K
CAG icon
829
Conagra Brands
CAG
$7.13B
$3.02M 0.03%
141,572
-35,767
-20% -$1.16M
E icon
830
ENI
E
$77.6B
$3.01M 0.03%
95,585
-14,209
-13% -$482K
CBOE icon
831
Cboe Global Markets
CBOE
$29.9B
$3M 0.03%
30,623
-12,813
-29% -$1.33M
KYNB
832
Kyntra Bio
KYNB
$28.1M
$2.98M 0.03%
2,575
-365
-12% -$410K
OTEX icon
833
Open Text
OTEX
$6.27B
$2.98M 0.03%
91,248
+7,391
+9% +$250K
BSAC icon
834
Banco Santander Chile
BSAC
$16.8B
$2.96M 0.03%
99,122
-12,683
-11% -$387K
TRTN
835
DELISTED
Triton International Limited
TRTN
$2.96M 0.03%
95,355
+4,526
+5% +$146K
BXMX
836
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$2.96M 0.03%
244,924
-51,341
-17% -$676K
XRX icon
837
Xerox
XRX
$429M
$2.95M 0.03%
149,239
-160,911
-52% -$4.13M
GDV icon
838
Gabelli Dividend & Income Trust
GDV
$2.65B
$2.95M 0.03%
161,112
-7,946
-5% -$165K
CPAY icon
839
Corpay
CPAY
$25.5B
$2.95M 0.03%
15,861
-9,478
-37% -$1.85M
NUW icon
840
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$2.94M 0.03%
199,358
+29,904
+18% +$438K
SJI
841
DELISTED
South Jersey Industries, Inc.
SJI
$2.94M 0.03%
105,936
-12,745
-11% -$403K
APA icon
842
APA Corp
APA
$12.7B
$2.94M 0.02%
111,856
+57,799
+107% +$2.13M
HTD
843
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$903M
$2.93M 0.02%
143,282
-16,840
-11% -$371K
NDAQ icon
844
Nasdaq
NDAQ
$52.7B
$2.92M 0.02%
107,499
-33,123
-24% -$944K
RSP icon
845
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$2.92M 0.02%
31,966
-14,600
-31% -$1.45M
SNY icon
846
Sanofi
SNY
$105B
$2.92M 0.02%
67,321
-14,072
-17% -$621K
IQI icon
847
Invesco Quality Municipal Securities
IQI
$531M
$2.92M 0.02%
260,201
-123,221
-32% -$1.38M
PGF icon
848
Invesco Financial Preferred ETF
PGF
$674M
$2.92M 0.02%
168,114
-954
-0.6% -$16.8K
SAP icon
849
SAP
SAP
$227B
$2.92M 0.02%
29,281
-4,947
-14% -$526K
AKAM icon
850
Akamai
AKAM
$17.4B
$2.91M 0.02%
47,609
-670
-1% -$44.6K
32 33
34
35 36

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.