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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
VER
826
DELISTED
VEREIT, Inc.
VER
| $7.25M | 0.02% |
186,246
+165,789
| +810% | +$6.65M |
|
827
Keysight
KEYS
$54.6B
| $7.24M | 0.02% |
174,079
-4,814
| -3% | -$208K |
|
828
Littelfuse
LFUS
$11.2B
| $7.24M | 0.02% |
36,595
-11,649
| -24% | -$2.34M |
|
829
Regal Rexnord
RRX
$13.7B
| $7.24M | 0.02% |
94,445
+71,185
| +306% | +$5.54M |
|
830
SLR Investment Corp
SLRC
$687M
| $7.22M | 0.02% |
357,448
-24,787
| -6% | -$528K |
|
831
Scorpio Tankers
STNG
$3.87B
| $7.22M | 0.02% |
236,617
-238
| -0.1% | -$8.01K |
|
832
MiMedx Group
MDXG
$602M
| $7.21M | 0.02% |
571,502
-34,806
| -6% | -$424K |
|
|
ETO
833
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$507M
| $7.2M | 0.02% |
283,449
+35,038
| +14% | +$871K |
|
834
Vodafone
VOD
$36.3B
| $7.2M | 0.02% |
225,608
+23,274
| +12% | +$698K |
|
835
Rio Tinto
RIO
$157B
| $7.18M | 0.02% |
135,680
+20,603
| +18% | +$1.01M |
|
836
Diageo
DEO
$48.9B
| $7.17M | 0.02% |
49,112
+5,903
| +14% | +$814K |
|
|
TIER
837
DELISTED
TIER REIT, Inc.
TIER
| $7.16M | 0.02% |
351,039
+45,559
| +15% | +$898K |
|
|
IDE
838
Voya Infrastructure, Industrials and Materials Fund
IDE
$199M
| $7.11M | 0.02% |
422,036
-106,661
| -20% | -$1.73M |
|
839
Itaú Unibanco
ITUB
$93.2B
| $7.1M | 0.02% |
1,125,782
-9,660
| -0.9% | -$61.7K |
|
|
MMP
840
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $7.1M | 0.02% |
100,066
+40,204
| +67% | +$2.74M |
|
841
FS KKR Capital
FSK
$2.96B
| $7.09M | 0.02% |
241,136
+737
| +0.3% | +$23.7K |
|
842
Burlington
BURL
$23.2B
| $7.06M | 0.02% |
57,423
-2,125
| -4% | -$216K |
|
|
AFSI
843
DELISTED
AmTrust Financial Services, Inc.
AFSI
| $7.06M | 0.02% |
701,151
+515,547
| +278% | +$5.84M |
|
844
Edgewell Personal Care
EPC
$1.25B
| $7.06M | 0.02% |
118,791
+88,848
| +297% | +$5.59M |
|
|
LM
845
DELISTED
Legg Mason, Inc.
LM
| $7.06M | 0.02% |
168,051
+20,641
| +14% | +$811K |
|
846
Invesco Trust for Investment Grade New York Municipals
VTN
$159M
| $7.04M | 0.02% |
513,430
+24,906
| +5% | +$341K |
|
|
GMZ
847
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
| $7.03M | 0.02% |
112,341
+6,611
| +6% | +$401K |
|
|
FIF
848
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
| $7.02M | 0.02% |
391,331
-45,207
| -10% | -$822K |
|
|
MQT
849
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $7.01M | 0.02% |
535,527
-60,022
| -10% | -$785K |
|
|
BMS
850
DELISTED
Bemis
BMS
| $7.01M | 0.02% |
146,795
+4,586
| +3% | +$212K |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.