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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITUB icon
826
Itaú Unibanco
ITUB
$93.4B
$7.55M 0.02%
1,135,442
+373,869
+49% +$2.28M
JFR icon
827
Nuveen Floating Rate Income Fund
JFR
$1.24B
$7.53M 0.02%
643,132
+41,256
+7% +$486K
SJI
828
DELISTED
South Jersey Industries, Inc.
SJI
$7.53M 0.02%
218,139
-5,347
-2% -$186K
COHR
829
DELISTED
Coherent Inc
COHR
$7.5M 0.02%
31,879
+3,099
+11% +$748K
EVM
830
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$7.49M 0.02%
622,186
+82,765
+15% +$991K
WOR icon
831
Worthington Enterprises
WOR
$2.75B
$7.48M 0.02%
263,607
+45,717
+21% +$1.42M
MIE
832
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$7.46M 0.02%
715,413
+12,424
+2% +$129K
ETB
833
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$450M
$7.46M 0.02%
445,162
+116,802
+36% +$1.93M
KEYS icon
834
Keysight
KEYS
$54.8B
$7.45M 0.02%
178,893
-29,404
-14% -$1.2M
CCD
835
Calamos Dynamic Convertible & Income Fund
CCD
$704M
$7.44M 0.02%
360,674
+74,456
+26% +$1.51M
SBNY
836
DELISTED
Signature Bank
SBNY
$7.4M 0.02%
57,781
-18,486
-24% -$2.43M
CCEP icon
837
Coca-Cola Europacific Partners
CCEP
$48.6B
$7.38M 0.02%
177,388
-13,907
-7% -$590K
NSL
838
DELISTED
NUVEEN SENIOR INCM FD
NSL
$7.37M 0.02%
1,102,240
+52,119
+5% +$349K
MFM
839
Aberdeen Municipal Income Fund
MFM
$221M
$7.35M 0.02%
1,020,482
-10,818
-1% -$78.3K
DSL
840
DoubleLine Income Solutions Fund
DSL
$1.22B
$7.32M 0.02%
344,599
-12,831
-4% -$268K
MUC icon
841
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$7.32M 0.02%
494,038
+69,820
+16% +$1.03M
BGS icon
842
B&G Foods
BGS
$289M
$7.31M 0.02%
229,572
-4,518
-2% -$148K
SEP
843
DELISTED
Spectra Engy Parters Lp
SEP
$7.31M 0.02%
164,657
-910
-0.5% -$40.4K
MGP
844
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$7.3M 0.02%
241,622
+69,582
+40% +$2.09M
IRDM icon
845
Iridium Communications
IRDM
$4.94B
$7.3M 0.02%
708,373
+131,940
+23% +$1.37M
SHY icon
846
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$7.27M 0.02%
86,084
+4,847
+6% +$410K
MMD
847
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$279M
$7.23M 0.02%
360,102
-34,533
-9% -$693K
EOD
848
Allspring Global Dividend Opportunity Fund
EOD
$278M
$7.22M 0.02%
1,151,857
+182,101
+19% +$1.14M
PGX icon
849
Invesco Preferred ETF
PGX
$3.81B
$7.21M 0.02%
480,070
-29,895
-6% -$451K
MDXG icon
850
MiMedx Group
MDXG
$590M
$7.2M 0.02%
606,308
+155,899
+35% +$2.31M
32 33
34
35 36

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.