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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DQ
826
Daqo New Energy
DQ
$907M
$7.23M 0.02%
1,941,730
-578,035
-23% -$1.89M
UTG icon
827
Reaves Utility Income Fund
UTG
$3.58B
$7.23M 0.02%
241,066
-21,283
-8% -$584K
TDS icon
828
Telephone and Data Systems
TDS
$4.07B
$7.21M 0.02%
239,437
+14,812
+7% +$374K
SR icon
829
Spire
SR
$4.7B
$7.2M 0.02%
106,313
+1,586
+2% +$101K
NCV
830
Virtus Convertible & Income Fund
NCV
$384M
$7.2M 0.02%
324,899
-36,934
-10% -$747K
EVT icon
831
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$7.19M 0.02%
374,541
-15,842
-4% -$289K
SMC
832
Summit Midstream
SMC
$420M
$7.16M 0.02%
28,127
+24,392
+653% +$5.84M
TMUS icon
833
T-Mobile US
TMUS
$190B
$7.14M 0.02%
186,539
-15,320
-8% -$578K
CBOE icon
834
Cboe Global Markets
CBOE
$30.1B
$7.13M 0.02%
109,155
-16,155
-13% -$1.03M
KMF
835
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$7.12M 0.02%
673,228
-48,482
-7% -$472K
SHY icon
836
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$7.1M 0.02%
83,548
-15,457
-16% -$1.31M
NYRT
837
DELISTED
New York REIT, Inc.
NYRT
$7.09M 0.02%
70,185
+5,042
+8% +$507K
HTD
838
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$910M
$7.07M 0.02%
310,019
-15,122
-5% -$320K
GPT
839
DELISTED
Gramercy Property Trust
GPT
$7.06M 0.02%
278,634
-8,592
-3% -$193K
BWLD
840
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$7.06M 0.02%
47,639
-5,843
-11% -$893K
BLW icon
841
BlackRock Limited Duration Income Trust
BLW
$492M
$7.02M 0.02%
475,279
-84,143
-15% -$1.19M
JLL icon
842
Jones Lang LaSalle
JLL
$16.9B
$7M 0.02%
59,622
-67,412
-53% -$8.17M
SIR
843
DELISTED
SELECT INCOME REIT
SIR
$6.97M 0.02%
687,803
+78,301
+13% +$695K
RUN icon
844
Sunrun
RUN
$2.63B
$6.96M 0.02%
1,073,741
-89,115
-8% -$640K
ACM icon
845
Aecom
ACM
$9.74B
$6.95M 0.02%
225,569
+41,900
+23% +$1.16M
NIE
846
Virtus Equity & Convertible Income Fund
NIE
$731M
$6.94M 0.02%
381,444
+13,362
+4% +$229K
EHI
847
Western Asset Global High Income Fund
EHI
$176M
$6.92M 0.02%
765,711
-243,441
-24% -$2.05M
VCV icon
848
Invesco California Value Municipal Income Trust
VCV
$518M
$6.92M 0.02%
499,402
+37,637
+8% +$509K
NAC icon
849
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$6.91M 0.02%
428,873
+32,135
+8% +$508K
MGU
850
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$6.85M 0.02%
341,021
-35,828
-10% -$659K
32 33
34
35 36

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.