We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.32%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.75B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGT icon
826
BlackRock Floating Rate Income Trust
BGT
$325M
$8.21M 0.03%
659,979
-14,376
-2% -$185K
AVNS
827
DELISTED
Avanos Medical
AVNS
$8.17M 0.03%
287,305
-64,808
-18% -$2.26M
MGU
828
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$8.16M 0.03%
423,437
-18,394
-4% -$404K
RDUS
829
DELISTED
Radius Health, Inc.
RDUS
$8.16M 0.03%
117,690
-8,960
-7% -$622K
IPXL
830
DELISTED
Impax Laboratories, Inc.
IPXL
$8.15M 0.03%
231,601
+76,111
+49% +$3.43M
NAN icon
831
Nuveen New York Quality Municipal Income Fund
NAN
$368M
$8.15M 0.03%
607,060
+47,642
+9% +$640K
TFCF
832
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$8.1M 0.02%
299,251
+139,974
+88% +$4.15M
LYV icon
833
Live Nation Entertainment
LYV
$42.8B
$8.1M 0.02%
336,911
-27,552
-8% -$707K
HTD
834
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$8.06M 0.02%
410,803
-31,020
-7% -$618K
SCAI
835
DELISTED
Surgical Care Affiliates, Inc.
SCAI
$8.04M 0.02%
246,030
+240,819
+4,621% +$9.03M
AY
836
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$7.99M 0.02%
482,786
+86,918
+22% +$2.07M
VOO icon
837
Vanguard S&P 500 ETF
VOO
$1.01T
$7.98M 0.02%
45,439
-1,938
-4% -$360K
ISD
838
PGIM High Yield Bond Fund
ISD
$420M
$7.98M 0.02%
544,213
-72,673
-12% -$1.09M
WRI
839
DELISTED
Weingarten Realty Investors
WRI
$7.93M 0.02%
239,560
-15,626
-6% -$523K
FLO icon
840
Flowers Foods
FLO
$1.57B
$7.9M 0.02%
319,165
+33,804
+12% +$767K
PGEN icon
841
Precigen
PGEN
$2.46B
$7.9M 0.02%
250,548
-70,430
-22% -$3.44M
LVS icon
842
Las Vegas Sands
LVS
$29.7B
$7.88M 0.02%
207,393
+44,370
+27% +$2.24M
NTG
843
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$7.87M 0.02%
42,954
-5,083
-11% -$1.02M
TIP icon
844
iShares TIPS Bond ETF
TIP
$14.5B
$7.83M 0.02%
70,726
-6,713
-9% -$749K
HTS
845
DELISTED
HATTERAS FINANCIAL CORP
HTS
$7.82M 0.02%
516,163
-44,273
-8% -$722K
ACAD icon
846
Acadia Pharmaceuticals
ACAD
$4.93B
$7.81M 0.02%
236,261
-35,914
-13% -$1.49M
OLN icon
847
Olin
OLN
$2.13B
$7.81M 0.02%
464,790
+787
+0.2% +$16.6K
BOE icon
848
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$7.79M 0.02%
643,332
+73,492
+13% +$967K
NXJ
849
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$7.78M 0.02%
606,900
-58,413
-9% -$749K
VTA
850
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$7.77M 0.02%
734,769
+36,712
+5% +$414K
32 33
34
35 36

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.75B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.