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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+0.21%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.9B
AUM Growth
-$1.07B
Cap. Flow
-$775M
Cap. Flow %
-6.01%
Top 10 Hldgs %
19.32%
Holding
1,827
New
87
Increased
761
Reduced
739
Closed
231

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$114M
2
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$15.2M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.98M
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$8.76M
5
MUA icon
BlackRock MuniAssets Fund
MUA
+$8.75M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$96.9M
2
NVDA icon
NVIDIA
NVDA
+$96.7M
3
AAPL icon
Apple
AAPL
+$79.4M
4
MSFT icon
Microsoft
MSFT
+$58.8M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$46.1M

Sector Composition

Rank Sector Weight
1 Technology 26.24%
2 Healthcare 8.46%
3 Consumer Discretionary 7.42%
4 Communication Services 7.23%
5 Industrials 6.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFC
826
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$1.46M 0.01%
93,946
+17,130
+22% +$280K
ARKK icon
827
ARK Innovation ETF
ARKK
$5.89B
$1.45M 0.01%
21,520
– –
SA
828
Seabridge Gold
SA
$2.8B
$1.45M 0.01%
51,275
-39,455
-43% -$1.26M
RMM
829
RiverNorth Managed Duration Municipal Income Fund
RMM
$284M
$1.45M 0.01%
+106,317
New +$1.5M
RFMZ
830
RiverNorth Flexible Municipal Income Fund II
RFMZ
$321M
$1.45M 0.01%
+114,512
New +$1.48M
DMO
831
Western Asset Mortgage Opportunity Fund
DMO
$119M
$1.45M 0.01%
134,573
+74,234
+123% +$819K
BALL icon
832
Ball Corp
BALL
$17B
$1.44M 0.01%
24,391
+7,757
+47% +$472K
RARE icon
833
Ultragenyx Pharmaceutical
RARE
$2.65B
$1.44M 0.01%
68,803
+19,666
+40% +$443K
KYN icon
834
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$1.44M 0.01%
100,896
-59,482
-37% -$799K
RYTM icon
835
Rhythm Pharmaceuticals
RYTM
$7B
$1.44M 0.01%
16,554
+4,153
+33% +$404K
CRC icon
836
California Resources
CRC
$4.75B
$1.44M 0.01%
20,789
-1,373
-6% -$77.7K
SPXC icon
837
SPX Corp
SPXC
$11B
$1.43M 0.01%
7,170
+4,732
+194% +$1.02M
EQT icon
838
EQT Corp
EQT
$33.2B
$1.43M 0.01%
22,507
+6,735
+43% +$395K
MDU icon
839
MDU Resources
MDU
$4.44B
$1.43M 0.01%
68,832
+2,491
+4% +$51K
NXT icon
840
Nextpower Inc
NXT
$15.2B
$1.42M 0.01%
11,752
+2,208
+23% +$245K
IBIT icon
841
iShares Bitcoin Trust
IBIT
$47.2B
$1.41M 0.01%
36,753
– –
PBF icon
842
PBF Energy
PBF
$7.29B
$1.4M 0.01%
29,496
+3,960
+16% +$148K
ALGN icon
843
Align Technology
ALGN
$12B
$1.4M 0.01%
8,181
+226
+3% +$39.6K
PICB icon
844
Invesco International Corporate Bond ETF
PICB
$351M
$1.4M 0.01%
60,665
+16,751
+38% +$399K
VMBS icon
845
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$1.4M 0.01%
29,839
-3,981
-12% -$188K
HYMC icon
846
Hycroft Mining Holding Corp
HYMC
$1.85B
$1.4M 0.01%
+39,697
New +$1.54M
CEMB icon
847
iShares JPMorgan EM Corporate Bond ETF
CEMB
$393M
$1.4M 0.01%
30,820
+8,700
+39% +$399K
FORM icon
848
FormFactor
FORM
$8.11B
$1.4M 0.01%
14,385
-8,271
-37% -$712K
ASH icon
849
Ashland
ASH
$3.04B
$1.39M 0.01%
24,996
-6,589
-21% -$390K
INSW icon
850
International Seaways
INSW
$4.57B
$1.39M 0.01%
19,034
-726
-4% -$46.4K
32 33
34
35 36

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Guggenheim Capital held 1,827 positions worth $12.9B, down 7.7% from $14B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Guggenheim Capital withdrew a net $775M in Q1 2026, closing 231 positions and reducing 739 holdings. Its most notable exit was Nuveen S&P 500 Buy-Write Income Fund, an estimated $8.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, down from 29% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Energy Transfer LP Series I Preferred Units worth $4.06M.

  • Guggenheim Capital's largest Q1 2026 buy was Energy Transfer LP Series I Preferred Units: 350,626 shares worth $4.06M.
  • Guggenheim Capital added most to Walmart Inc in Q1 2026, an estimated $114M increase.
  • Guggenheim Capital's biggest Q1 2026 reduction was iShares Silver Trust, cutting an estimated $96.9M.
  • Guggenheim Capital fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $8.6M.
  • Guggenheim Capital's ten largest holdings make up 19% of its $12.9B portfolio in Q1 2026.
  • Guggenheim Capital opened 87 new positions and closed 231 in Q1 2026.
  • Guggenheim Capital's portfolio value fell 7.7% quarter-over-quarter to $12.9B.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.