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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECF
801
Ellsworth Growth & Income Fund
ECF
$172M
$2.05M 0.02%
254,268
+7,123
+3% +$60.9K
VMBS icon
802
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$2.04M 0.02%
46,520
+16,154
+53% +$728K
IBND icon
803
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
$2.03M 0.02%
74,960
+9,552
+15% +$271K
DHI icon
804
D.R. Horton
DHI
$42.3B
$2.03M 0.02%
18,902
-7,682
-29% -$920K
GDDY icon
805
GoDaddy
GDDY
$11.5B
$2.03M 0.02%
27,251
+11,172
+69% +$824K
MEDP icon
806
Medpace
MEDP
$16.5B
$2.02M 0.02%
8,343
-1,913
-19% -$489K
AIRC
807
DELISTED
Apartment Income REIT Corp.
AIRC
$2M 0.02%
65,268
-3,290
-5% -$112K
NTRA icon
808
Natera
NTRA
$46.4B
$2M 0.02%
45,111
+1,798
+4% +$91.7K
GLO
809
Clough Global Opportunities Fund
GLO
$257M
$1.98M 0.02%
446,910
+67,036
+18% +$325K
HIX
810
Western Asset High Income Fund II
HIX
$355M
$1.98M 0.02%
443,525
-61,382
-12% -$297K
PHK
811
PIMCO High Income Fund
PHK
$880M
$1.98M 0.02%
447,312
-50,400
-10% -$246K
CHX
812
DELISTED
ChampionX
CHX
$1.98M 0.02%
55,477
-17,295
-24% -$615K
HYB
813
DELISTED
New America High Income Fund, Inc.
HYB
$1.97M 0.02%
304,580
-38,640
-11% -$259K
A icon
814
Agilent Technologies
A
$41.2B
$1.97M 0.02%
17,621
+3,902
+28% +$468K
DMO
815
Western Asset Mortgage Opportunity Fund
DMO
$120M
$1.97M 0.02%
183,842
+49,345
+37% +$537K
RIO icon
816
Rio Tinto
RIO
$164B
$1.93M 0.02%
30,335
-1,581
-5% -$101K
CRUS icon
817
Cirrus Logic
CRUS
$6.26B
$1.93M 0.02%
26,074
-1,907
-7% -$149K
TRMB icon
818
Trimble
TRMB
$13.9B
$1.92M 0.02%
35,682
-18,572
-34% -$984K
PARA
819
DELISTED
Paramount Global Class B
PARA
$1.91M 0.02%
148,300
-355
-0.2% -$5.26K
LNTH icon
820
Lantheus
LNTH
$6.59B
$1.91M 0.02%
27,528
+2,666
+11% +$195K
AON icon
821
Aon
AON
$76B
$1.91M 0.02%
5,879
-4,148
-41% -$1.37M
LSTR icon
822
Landstar System
LSTR
$6.21B
$1.89M 0.02%
10,698
-1,938
-15% -$372K
SYF icon
823
Synchrony
SYF
$25.6B
$1.89M 0.02%
61,912
+33,222
+116% +$1.11M
ST icon
824
Sensata Technologies
ST
$6.79B
$1.88M 0.02%
49,718
+30,939
+165% +$1.25M
CHKP icon
825
Check Point Software Technologies
CHKP
$13.1B
$1.88M 0.02%
14,104
+1,568
+13% +$206K
31 32
33
34 35

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.