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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NE icon
801
Noble Corp
NE
$6.51B
$2.24M 0.02%
56,756
+6,737
+13% +$270K
HYB
802
DELISTED
New America High Income Fund, Inc.
HYB
$2.24M 0.02%
328,365
+32,255
+11% +$220K
ALKS icon
803
Alkermes
ALKS
$8.25B
$2.23M 0.02%
+79,075
New +$2.15M
FLTR icon
804
VanEck IG Floating Rate ETF
FLTR
$3.04B
$2.23M 0.02%
89,205
+6,088
+7% +$153K
AG icon
805
First Majestic Silver
AG
$9.07B
$2.21M 0.02%
307,194
+135,027
+78% +$995K
PODD icon
806
Insulet
PODD
$9.79B
$2.21M 0.02%
6,928
+3,996
+136% +$1.18M
WFRD icon
807
Weatherford International
WFRD
$6.22B
$2.2M 0.02%
37,149
+4,629
+14% +$271K
NTRA icon
808
Natera
NTRA
$46.4B
$2.2M 0.02%
39,690
-15,548
-28% -$746K
BTI icon
809
British American Tobacco
BTI
$128B
$2.19M 0.02%
62,425
+15,961
+34% +$602K
LAKE icon
810
Lakeland Industries
LAKE
$119M
$2.19M 0.02%
150,095
+455
+0.3% +$6.67K
LNG icon
811
Cheniere Energy
LNG
$52.9B
$2.19M 0.02%
13,884
-5,576
-29% -$842K
AMKR icon
812
Amkor Technology
AMKR
$13.7B
$2.18M 0.02%
83,636
+10,418
+14% +$285K
FICO icon
813
Fair Isaac
FICO
$22.5B
$2.17M 0.02%
3,091
-719
-19% -$478K
JSD
814
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$2.17M 0.02%
185,001
+49,367
+36% +$599K
RIO icon
815
Rio Tinto
RIO
$164B
$2.17M 0.02%
31,587
+4,639
+17% +$337K
DAR icon
816
Darling Ingredients
DAR
$9.44B
$2.17M 0.02%
37,082
-7,874
-18% -$495K
CHD icon
817
Church & Dwight Co
CHD
$24.5B
$2.16M 0.02%
24,405
-5,210
-18% -$435K
NATI
818
DELISTED
National Instruments Corp
NATI
$2.16M 0.02%
41,132
-476
-1% -$23.9K
KMX icon
819
CarMax
KMX
$8.26B
$2.15M 0.02%
33,494
-15,360
-31% -$1.03M
ROCC
820
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$2.15M 0.02%
52,628
+38,742
+279% +$1.59M
BKN
821
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$2.13M 0.02%
176,824
+26,535
+18% +$321K
WSO icon
822
Watsco Inc
WSO
$13.6B
$2.11M 0.02%
6,638
+3,548
+115% +$1.04M
ETB
823
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
$2.1M 0.02%
161,234
-167,249
-51% -$2.22M
KRC icon
824
Kilroy Realty
KRC
$4.42B
$2.1M 0.02%
64,899
-10,922
-14% -$398K
AZEK
825
DELISTED
The AZEK Co
AZEK
$2.1M 0.02%
89,055
+61
+0.1% +$1.44K
31 32
33
34 35

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.