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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVH
801
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$2.16M 0.02%
214,117
-2,232
-1% -$24.8K
JEF icon
802
Jefferies Financial Group
JEF
$13.1B
$2.16M 0.02%
76,434
+16,330
+27% +$494K
AZO icon
803
AutoZone
AZO
$51.1B
$2.14M 0.02%
999
-358
-26% -$780K
VAL icon
804
Valaris
VAL
$5.47B
$2.13M 0.02%
43,564
+14,279
+49% +$685K
CWEN icon
805
Clearway Energy Class C
CWEN
$6.7B
$2.13M 0.02%
66,831
+32,562
+95% +$1.2M
USA icon
806
Liberty All-Star Equity Fund
USA
$1.85B
$2.13M 0.02%
384,881
-15,103
-4% -$97.5K
EVF
807
Eaton Vance Senior Income Trust
EVF
$90.5M
$2.12M 0.02%
402,962
-51,442
-11% -$287K
KEYS icon
808
Keysight
KEYS
$58.3B
$2.12M 0.02%
13,498
-19,509
-59% -$3.12M
TTWO icon
809
Take-Two Interactive
TTWO
$46.1B
$2.12M 0.02%
19,443
+1,466
+8% +$182K
PPBI
810
DELISTED
Pacific Premier Bancorp
PPBI
$2.12M 0.02%
68,406
-1,773
-3% -$57.7K
AU icon
811
AngloGold Ashanti
AU
$48.7B
$2.12M 0.02%
153,142
-114,933
-43% -$1.64M
ARGX icon
812
argenx
ARGX
$54.1B
$2.12M 0.02%
5,991
-92
-2% -$34.1K
HP icon
813
Helmerich & Payne
HP
$3.71B
$2.11M 0.02%
57,085
-3,557
-6% -$150K
GNRC icon
814
Generac Holdings
GNRC
$12.5B
$2.1M 0.02%
11,798
-2,263
-16% -$519K
THG icon
815
Hanover Insurance
THG
$7.98B
$2.1M 0.02%
16,403
-3,004
-15% -$406K
DAR icon
816
Darling Ingredients
DAR
$9.44B
$2.1M 0.02%
31,736
+1,150
+4% +$80.2K
LHCG
817
DELISTED
LHC Group LLC
LHCG
$2.1M 0.02%
12,833
-8,320
-39% -$1.35M
NIQ
818
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$2.09M 0.02%
174,601
+18,438
+12% +$238K
HPI
819
John Hancock Preferred Income Fund
HPI
$433M
$2.08M 0.02%
130,080
+2,427
+2% +$43.3K
AKAM icon
820
Akamai
AKAM
$15.9B
$2.08M 0.02%
25,893
+7,107
+38% +$647K
HEQ
821
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$2.08M 0.02%
176,139
-10,634
-6% -$130K
VGI
822
Virtus Global Multi-Sector Income Fund
VGI
$83.7M
$2.07M 0.02%
277,291
+39,580
+17% +$329K
MTH icon
823
Meritage Homes
MTH
$4.86B
$2.07M 0.02%
58,994
+130
+0.2% +$5.26K
BBWI icon
824
Bath & Body Works
BBWI
$4.1B
$2.07M 0.02%
63,519
-1,325
-2% -$46.7K
BHK icon
825
BlackRock Core Bond Trust
BHK
$667M
$2.07M 0.02%
206,619
-10,696
-5% -$123K
31 32
33
34 35

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.