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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACP
801
abrdn Income Credit Strategies Fund
ACP
$637M
$3.7M 0.02%
363,222
+138,404
+62% +$1.51M
MOS icon
802
The Mosaic Company
MOS
$7.33B
$3.68M 0.02%
93,656
+26,504
+39% +$1.01M
ACA icon
803
Arcosa
ACA
$7.11B
$3.67M 0.02%
+69,741
New +$3.73M
QQQX icon
804
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$3.67M 0.02%
119,670
+76,904
+180% +$2.29M
STT icon
805
State Street
STT
$50.7B
$3.65M 0.02%
39,284
+3,188
+9% +$300K
TEL icon
806
TE Connectivity
TEL
$62.6B
$3.64M 0.02%
22,590
+4,648
+26% +$718K
HEES
807
DELISTED
H&E Equipment Services
HEES
$3.64M 0.02%
+82,153
New +$3.58M
IWD icon
808
iShares Russell 1000 Value ETF
IWD
$83.7B
$3.63M 0.02%
21,629
+17,096
+377% +$2.8M
LNC icon
809
Lincoln National
LNC
$8.81B
$3.63M 0.02%
53,211
+16,854
+46% +$1.19M
OXY icon
810
Occidental Petroleum
OXY
$55.9B
$3.63M 0.02%
125,173
+8,639
+7% +$271K
DOX icon
811
Amdocs
DOX
$6.22B
$3.63M 0.02%
48,460
-264
-0.5% -$19.8K
CII icon
812
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$3.62M 0.02%
163,721
-122,491
-43% -$2.6M
LW icon
813
Lamb Weston
LW
$7.19B
$3.62M 0.02%
57,056
+9,895
+21% +$571K
HYG icon
814
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$3.61M 0.02%
41,511
+1,512
+4% +$131K
STM icon
815
STMicroelectronics
STM
$50B
$3.6M 0.02%
73,713
+23,130
+46% +$1.09M
BGY icon
816
BlackRock Enhanced International Dividend Trust
BGY
$529M
$3.59M 0.02%
571,599
-158,489
-22% -$984K
CPB icon
817
Campbell Soup
CPB
$6.87B
$3.59M 0.02%
82,548
-13,667
-14% -$569K
TTWO icon
818
Take-Two Interactive
TTWO
$46.1B
$3.59M 0.02%
20,192
-3,980
-16% -$694K
MRTX
819
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$3.57M 0.02%
24,332
+3,437
+16% +$534K
ZTR
820
Virtus Total Return Fund
ZTR
$339M
$3.56M 0.02%
375,415
+100,955
+37% +$958K
DMO
821
Western Asset Mortgage Opportunity Fund
DMO
$120M
$3.53M 0.02%
232,235
+73,573
+46% +$1.16M
PDI icon
822
PIMCO Dynamic Income Fund
PDI
$7.42B
$3.53M 0.02%
136,130
+118,247
+661% +$3.09M
WTRG icon
823
Essential Utilities
WTRG
$11.4B
$3.52M 0.02%
65,493
+11,711
+22% +$569K
TNDM icon
824
Tandem Diabetes Care
TNDM
$1.56B
$3.51M 0.02%
23,339
+9,092
+64% +$1.23M
SSB icon
825
SouthState Bank Corp
SSB
$10.5B
$3.5M 0.02%
43,715
-6,806
-13% -$541K
31 32
33
34 35

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.