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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVAX icon
801
Novavax
NVAX
$1.31B
$3.54M 0.02%
17,052
-3,222
-16% -$710K
SRPT icon
802
Sarepta Therapeutics
SRPT
$1.77B
$3.52M 0.02%
38,023
-733
-2% -$56.5K
CDE icon
803
Coeur Mining
CDE
$17.9B
$3.51M 0.02%
569,224
+36,564
+7% +$260K
HYG icon
804
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$3.5M 0.02%
39,999
+1,476
+4% +$129K
OPEN icon
805
Opendoor
OPEN
$3.38B
$3.5M 0.02%
175,931
+157,714
+866% +$2.55M
RH icon
806
RH
RH
$3.71B
$3.49M 0.02%
5,231
+41
+0.8% +$28.2K
BTG icon
807
B2Gold
BTG
$6.64B
$3.47M 0.02%
1,014,754
-8,538
-0.8% -$33K
MNDY icon
808
monday.com
MNDY
$3.94B
$3.46M 0.02%
+10,608
New +$3.12M
XLRN
809
DELISTED
Acceleron Pharma
XLRN
$3.45M 0.02%
20,052
-513
-2% -$67.1K
OXY icon
810
Occidental Petroleum
OXY
$55.9B
$3.45M 0.02%
116,534
-59,236
-34% -$1.58M
F icon
811
Ford
F
$55.7B
$3.39M 0.02%
239,531
+847
+0.4% +$11.5K
HBI
812
DELISTED
Hanesbrands
HBI
$3.38M 0.02%
196,792
-10,148
-5% -$190K
HRTG icon
813
Heritage Insurance Holdings
HRTG
$991M
$3.38M 0.02%
495,768
– –
AFB
814
AllianceBernstein National Municipal Income Fund
AFB
$317M
$3.37M 0.02%
225,845
+33,897
+18% +$511K
FLG
815
Flagstar Bank National Association
FLG
$5.82B
$3.37M 0.02%
87,299
-7,846
-8% -$285K
HR icon
816
Healthcare Realty
HR
$6.84B
$3.37M 0.02%
113,530
-27,620
-20% -$805K
NOV icon
817
NOV
NOV
$7B
$3.36M 0.02%
256,448
-44,171
-15% -$596K
FSLR icon
818
First Solar
FSLR
$26.9B
$3.35M 0.02%
35,132
-3,532
-9% -$328K
PKE icon
819
Park Aerospace
PKE
$819M
$3.35M 0.02%
245,005
– –
HWM icon
820
Howmet Aerospace
HWM
$112B
$3.35M 0.02%
107,303
-64
-0.1% -$2.06K
GNTX icon
821
Gentex
GNTX
$5.07B
$3.35M 0.02%
101,441
+14,743
+17% +$476K
ENTG icon
822
Entegris
ENTG
$23.2B
$3.34M 0.02%
26,527
+6,171
+30% +$744K
UBER icon
823
Uber
UBER
$153B
$3.33M 0.02%
74,316
+3,537
+5% +$155K
DSM
824
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$3.31M 0.02%
414,592
+129,264
+45% +$1.08M
NUAN
825
DELISTED
Nuance Communications, Inc.
NUAN
$3.29M 0.02%
59,722
+14,291
+31% +$786K
31 32
33
34 35

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.