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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOG icon
801
EOG Resources
EOG
$70.7B
$3.31M 0.02%
45,615
-46,719
-51% -$2.98M
GT icon
802
Goodyear
GT
$1.85B
$3.28M 0.02%
186,545
+26,272
+16% +$381K
BNY
803
DELISTED
BlackRock New York Municipal Income Trust
BNY
$3.26M 0.02%
210,757
+5,914
+3% +$88.9K
PPLT
804
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
$3.26M 0.02%
292,810
-34,590
-11% -$376K
NVCR icon
805
NovoCure
NVCR
$1.91B
$3.25M 0.02%
24,547
+2,310
+10% +$365K
PKE icon
806
Park Aerospace
PKE
$819M
$3.24M 0.02%
245,005
– –
RGA icon
807
Reinsurance Group of America
RGA
$16.1B
$3.24M 0.02%
25,700
+10,447
+68% +$1.24M
MTB icon
808
M&T Bank
MTB
$36.2B
$3.23M 0.02%
21,323
+518
+2% +$76.4K
AUY
809
DELISTED
Yamana Gold, Inc.
AUY
$3.21M 0.02%
740,923
+4,075
+0.6% +$19.4K
IONS icon
810
Ionis Pharmaceuticals
IONS
$9.4B
$3.21M 0.02%
71,392
+10,538
+17% +$588K
RMD icon
811
ResMed
RMD
$30.7B
$3.19M 0.02%
16,447
+1,815
+12% +$364K
SSB icon
812
SouthState Bank Corp
SSB
$10.5B
$3.17M 0.02%
40,445
+18,024
+80% +$1.45M
JTD
813
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$3.17M 0.02%
210,129
-2,155
-1% -$31.2K
IDE
814
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$3.15M 0.02%
254,050
-721
-0.3% -$8.19K
HYG icon
815
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$3.11M 0.02%
35,680
-3,190,969
-99% -$278M
GDV icon
816
Gabelli Dividend & Income Trust
GDV
$2.66B
$3.11M 0.02%
129,725
+4,273
+3% +$97.7K
SRPT icon
817
Sarepta Therapeutics
SRPT
$1.77B
$3.1M 0.02%
41,646
+11,104
+36% +$1.02M
TEL icon
818
TE Connectivity
TEL
$62.6B
$3.1M 0.02%
24,021
-11,231
-32% -$1.44M
AZTA icon
819
Azenta
AZTA
$1.48B
$3.1M 0.02%
37,922
+9,530
+34% +$769K
TSLX icon
820
Sixth Street Specialty
TSLX
$1.81B
$3.08M 0.02%
146,639
-41,073
-22% -$882K
TMHC
821
DELISTED
Taylor Morrison
TMHC
$3.06M 0.02%
99,489
+41,705
+72% +$1.17M
ABMD
822
DELISTED
Abiomed Inc
ABMD
$3.05M 0.02%
9,568
-2,042
-18% -$653K
EFA icon
823
iShares MSCI EAFE ETF
EFA
$80.2B
$3.05M 0.02%
40,149
-8,163
-17% -$615K
RH icon
824
RH
RH
$3.71B
$3.04M 0.02%
5,098
-1,622
-24% -$800K
SPTL icon
825
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$3.04M 0.02%
77,922
-11,577
-13% -$481K
31 32
33
34 35

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.