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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBK
801
DELISTED
Blackrock Municipal Bond Trust
BBK
$2.92M 0.02%
182,123
+36,888
+25% +$583K
MKTX icon
802
MarketAxess Holdings
MKTX
$5.72B
$2.92M 0.02%
5,120
-1,636
-24% -$891K
NTST
803
NETSTREIT Corp
NTST
$2.1B
$2.92M 0.02%
149,872
+58,459
+64% +$1.08M
SUB icon
804
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$2.91M 0.02%
26,950
-8,250
-23% -$890K
BIT icon
805
BlackRock Multi-Sector Income Trust
BIT
$702M
$2.91M 0.02%
165,795
-5,206
-3% -$85.8K
UFS
806
DELISTED
DOMTAR CORPORATION (New)
UFS
$2.9M 0.02%
91,754
+31,348
+52% +$892K
HMY icon
807
Harmony Gold Mining
HMY
$12.3B
$2.9M 0.02%
620,136
+103,580
+20% +$511K
CRSP icon
808
CRISPR Therapeutics
CRSP
$5.17B
$2.88M 0.02%
+18,831
New +$2.23M
RDWR icon
809
Radware
RDWR
$1.19B
$2.88M 0.02%
103,875
-2,625
-2% -$65.6K
GNRC icon
810
Generac Holdings
GNRC
$12.5B
$2.88M 0.02%
12,658
-5,795
-31% -$1.25M
EQX icon
811
Equinox Gold
EQX
$13.5B
$2.87M 0.02%
278,031
+65,063
+31% +$710K
FICO icon
812
Fair Isaac
FICO
$22.5B
$2.86M 0.02%
5,597
-238
-4% -$111K
ONC
813
BeOne Medicines Ltd
ONC
$39.4B
$2.84M 0.02%
10,990
+4,408
+67% +$1.21M
AGZ icon
814
iShares Agency Bond ETF
AGZ
$565M
$2.84M 0.02%
23,733
-496
-2% -$59.7K
BNTX icon
815
BioNTech
BNTX
$23.5B
$2.84M 0.02%
+34,795
New +$3.42M
SHO icon
816
Sunstone Hotel Investors
SHO
$2.06B
$2.83M 0.02%
249,822
-236,765
-49% -$2.26M
PWR icon
817
Quanta Services
PWR
$101B
$2.82M 0.02%
39,209
-1,552
-4% -$102K
BHP icon
818
BHP
BHP
$230B
$2.82M 0.02%
48,441
-437
-0.9% -$21.9K
RGEN icon
819
Repligen
RGEN
$9.25B
$2.82M 0.02%
14,728
-3,227
-18% -$587K
EGO icon
820
Eldorado Gold
EGO
$9.89B
$2.81M 0.02%
212,149
+26,950
+15% +$346K
SAGE
821
DELISTED
Sage Therapeutics
SAGE
$2.81M 0.02%
32,445
+8,358
+35% +$616K
MAXR
822
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$2.81M 0.02%
72,683
+4,601
+7% +$135K
ROL icon
823
Rollins
ROL
$18.2B
$2.8M 0.02%
71,755
+28,568
+66% +$1.11M
MUI
824
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.8M 0.02%
188,447
-21,560
-10% -$311K
GPN icon
825
Global Payments
GPN
$22.8B
$2.8M 0.02%
12,983
+384
+3% +$71.6K
31 32
33
34 35

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.