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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIO
801
Western Asset High Income Opportunity Fund
HIO
$340M
$2.46M 0.02%
+502,799
New +$2.47M
OLED icon
802
Universal Display
OLED
$4.19B
$2.45M 0.02%
13,578
-701
-5% -$120K
AFB
803
AllianceBernstein National Municipal Income Fund
AFB
$317M
$2.45M 0.02%
175,919
-9,741
-5% -$134K
MTN icon
804
Vail Resorts
MTN
$5.3B
$2.45M 0.02%
11,455
-9,153
-44% -$1.89M
NUW icon
805
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$2.44M 0.02%
152,444
+12,646
+9% +$202K
PDCO
806
DELISTED
Patterson Companies, Inc.
PDCO
$2.43M 0.02%
100,922
-11,577
-10% -$295K
NXP icon
807
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$2.43M 0.02%
145,414
+15,964
+12% +$264K
DEO icon
808
Diageo
DEO
$53.6B
$2.42M 0.02%
17,605
+568
+3% +$78.3K
AG icon
809
First Majestic Silver
AG
$9.07B
$2.42M 0.02%
254,219
-33,632
-12% -$392K
UGI icon
810
UGI
UGI
$7.33B
$2.41M 0.02%
72,955
+26,038
+55% +$864K
GDV icon
811
Gabelli Dividend & Income Trust
GDV
$2.66B
$2.39M 0.02%
130,351
+4,575
+4% +$85.1K
HL icon
812
Hecla Mining
HL
$11.3B
$2.39M 0.02%
470,411
-211,471
-31% -$1.12M
ANAT
813
DELISTED
American National Group, Inc. Common Stock
ANAT
$2.39M 0.02%
35,327
+3,313
+10% +$240K
PCTY icon
814
Paylocity
PCTY
$7.98B
$2.38M 0.02%
14,750
+4,649
+46% +$655K
MCO icon
815
Moody's
MCO
$82.7B
$2.38M 0.02%
8,198
-1,514
-16% -$432K
HTD
816
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$2.36M 0.02%
123,743
-346
-0.3% -$6.69K
GBT
817
DELISTED
Global Blood Therapeutics, Inc.
GBT
$2.36M 0.02%
42,840
-7,274
-15% -$462K
IAG icon
818
IAMGOLD
IAG
$10.5B
$2.36M 0.02%
616,420
-36,055
-6% -$157K
CC icon
819
Chemours
CC
$2.37B
$2.36M 0.02%
112,841
+12,488
+12% +$241K
SJNK icon
820
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$2.35M 0.02%
90,847
-17,583
-16% -$454K
BLUE
821
DELISTED
bluebird bio
BLUE
$2.35M 0.02%
3,356
-669
-17% -$522K
HEQ
822
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$2.35M 0.02%
222,039
-24,817
-10% -$277K
RA
823
Brookfield Real Assets Income Fund
RA
$708M
$2.34M 0.02%
141,881
-22,312
-14% -$378K
EOD
824
Allspring Global Dividend Opportunity Fund
EOD
$286M
$2.34M 0.02%
552,150
-84,363
-13% -$373K
FATE icon
825
Fate Therapeutics
FATE
$326M
$2.33M 0.02%
58,308
-250
-0.4% -$8.73K
31 32
33
34 35

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.