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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
801
Ameriprise Financial
AMP
$49.1B
$3.46M 0.03%
20,759
-2,478
-11% -$384K
LNC icon
802
Lincoln National
LNC
$8.92B
$3.45M 0.03%
58,539
-46,909
-44% -$2.76M
FFIV icon
803
F5
FFIV
$23.4B
$3.42M 0.03%
24,453
-3,177
-11% -$448K
NKTR icon
804
Nektar Therapeutics
NKTR
$2.49B
$3.41M 0.03%
10,533
-1,595
-13% -$463K
MGU
805
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$3.41M 0.03%
137,233
-3,442
-2% -$83.4K
TRTN
806
DELISTED
Triton International Limited
TRTN
$3.4M 0.03%
84,458
-4,743
-5% -$176K
ON icon
807
ON Semiconductor
ON
$18.8B
$3.38M 0.03%
138,821
+15,818
+13% +$334K
FEI
808
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$3.38M 0.03%
283,539
-5,425
-2% -$60.3K
TEL icon
809
TE Connectivity
TEL
$63B
$3.38M 0.03%
35,297
-13,078
-27% -$1.21M
BPMC
810
DELISTED
Blueprint Medicines
BPMC
$3.38M 0.03%
+42,165
New +$3.16M
RIO icon
811
Rio Tinto
RIO
$163B
$3.38M 0.03%
56,904
+7,407
+15% +$402K
EXPD icon
812
Expeditors International
EXPD
$23.1B
$3.37M 0.03%
43,202
-7,226
-14% -$541K
IDE
813
Voya Infrastructure, Industrials and Materials Fund
IDE
$197M
$3.37M 0.03%
292,706
-5,300
-2% -$59.9K
BTG icon
814
B2Gold
BTG
$5.42B
$3.36M 0.03%
838,915
+155,873
+23% +$550K
BLE
815
DELISTED
BlackRock Municipal Income Trust II
BLE
$3.35M 0.03%
221,834
-56,778
-20% -$856K
BABA icon
816
Alibaba
BABA
$302B
$3.35M 0.03%
15,804
-2,552
-14% -$479K
CDE icon
817
Coeur Mining
CDE
$16.5B
$3.35M 0.03%
414,848
+53,808
+15% +$332K
UGI icon
818
UGI
UGI
$7.47B
$3.33M 0.03%
73,859
-5,431
-7% -$249K
AG icon
819
First Majestic Silver
AG
$8.55B
$3.33M 0.03%
271,349
+39,188
+17% +$412K
TT icon
820
Trane Technologies
TT
$106B
$3.32M 0.02%
24,978
-3,515
-12% -$445K
ING icon
821
ING
ING
$102B
$3.31M 0.02%
274,286
-2,786
-1% -$31.9K
BKI
822
DELISTED
Black Knight, Inc. Common Stock
BKI
$3.3M 0.02%
51,236
+44,242
+633% +$2.74M
TSCO icon
823
Tractor Supply
TSCO
$17.8B
$3.3M 0.02%
176,570
-178,850
-50% -$3.39M
MFL
824
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$3.3M 0.02%
248,246
+14,037
+6% +$187K
NCA icon
825
Nuveen California Municipal Value Fund
NCA
$300M
$3.29M 0.02%
308,703
+72,505
+31% +$760K
31 32
33
34 35

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.