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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VICI icon
801
VICI Properties
VICI
$29.2B
$3.28M 0.03%
144,731
-382,300
-73% -$8.34M
DNKN
802
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$3.27M 0.03%
41,155
-1,035
-2% -$84K
AFB
803
AllianceBernstein National Municipal Income Fund
AFB
$314M
$3.26M 0.03%
236,619
-15,352
-6% -$210K
PPLT
804
abrdn Physical Platinum Shares ETF
PPLT
$1.99B
$3.26M 0.03%
390,650
+126,010
+48% +$1.05M
ROIC
805
DELISTED
Retail Opportunity Investments Corp.
ROIC
$3.26M 0.03%
178,601
-16,114
-8% -$289K
GMZ
806
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$3.25M 0.03%
67,071
-19,663
-23% -$1.01M
FSK icon
807
FS KKR Capital
FSK
$3.33B
$3.25M 0.03%
139,251
-24,124
-15% -$566K
HBI
808
DELISTED
Hanesbrands
HBI
$3.25M 0.03%
211,775
+29,175
+16% +$444K
SRPT icon
809
Sarepta Therapeutics
SRPT
$1.77B
$3.24M 0.03%
43,022
+2,857
+7% +$337K
EWBC icon
810
East-West Bancorp
EWBC
$18.1B
$3.18M 0.03%
71,868
+60,658
+541% +$2.67M
BTZ icon
811
BlackRock Credit Allocation Income Trust
BTZ
$947M
$3.18M 0.03%
233,577
+29,774
+15% +$400K
AKAM icon
812
Akamai
AKAM
$17.2B
$3.18M 0.03%
34,795
-4,757
-12% -$413K
PHM icon
813
Pultegroup
PHM
$24.7B
$3.18M 0.03%
86,966
+18,023
+26% +$600K
ATH
814
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$3.17M 0.03%
75,460
+67,231
+817% +$2.76M
BNY
815
DELISTED
BlackRock New York Municipal Income Trust
BNY
$3.17M 0.03%
223,980
+12,965
+6% +$181K
AGR
816
DELISTED
Avangrid, Inc.
AGR
$3.17M 0.03%
60,677
-21,810
-26% -$1.1M
MFL
817
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$3.17M 0.03%
234,209
+161,289
+221% +$2.17M
COTY icon
818
Coty
COTY
$2.39B
$3.16M 0.03%
300,995
+22,219
+8% +$230K
VNO icon
819
Vornado Realty Trust
VNO
$7.27B
$3.16M 0.03%
49,574
+21,208
+75% +$1.33M
SYF icon
820
Synchrony
SYF
$25.6B
$3.15M 0.03%
92,488
+9,760
+12% +$335K
M icon
821
Macy's
M
$6.61B
$3.15M 0.03%
202,671
+20,105
+11% +$372K
PZC
822
DELISTED
PIMCO California Municipal Income Fund III
PZC
$3.14M 0.03%
279,738
+34,832
+14% +$393K
FOXA icon
823
Fox Class A
FOXA
$25.9B
$3.13M 0.03%
99,098
-3,807
-4% -$132K
GDXJ icon
824
VanEck Junior Gold Miners ETF
GDXJ
$7.86B
$3.12M 0.02%
86,103
-36,198
-30% -$1.4M
GRMN
825
Garmin
GRMN
$58.2B
$3.11M 0.02%
36,665
-1,734
-5% -$140K
31 32
33
34 35

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WANY
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.