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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUJ icon
801
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$643M
$4.34M 0.03%
345,723
+12,666
+4% +$163K
IHY icon
802
VanEck International High Yield Bond ETF
IHY
$43.2M
$4.34M 0.03%
178,018
-27,566
-13% -$670K
FIF
803
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$4.33M 0.03%
275,153
-38,176
-12% -$624K
PGX icon
804
Invesco Preferred ETF
PGX
$3.79B
$4.33M 0.03%
302,299
-140,081
-32% -$2.03M
BXMT icon
805
Blackstone Mortgage Trust
BXMT
$2.36B
$4.32M 0.03%
128,976
+109,859
+575% +$3.67M
HYEM icon
806
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$4.31M 0.03%
188,260
-40,174
-18% -$909K
MGU
807
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$4.29M 0.03%
201,809
-17,787
-8% -$398K
SBAC icon
808
SBA Communications
SBAC
$19.5B
$4.29M 0.03%
26,687
+3,153
+13% +$503K
ARRS
809
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$4.28M 0.03%
164,644
+4,870
+3% +$124K
MTN icon
810
Vail Resorts
MTN
$5.27B
$4.27M 0.03%
15,549
+5,219
+51% +$1.5M
BXMX
811
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$4.26M 0.03%
296,265
+37,813
+15% +$543K
VKI icon
812
Invesco Advantage Municipal Income Trust II
VKI
$397M
$4.25M 0.03%
403,400
+48,698
+14% +$520K
OHI icon
813
Omega Healthcare
OHI
$14.7B
$4.23M 0.03%
129,186
-62,316
-33% -$1.98M
OLN icon
814
Olin
OLN
$2.18B
$4.22M 0.03%
164,557
+126,617
+334% +$3.72M
SAP icon
815
SAP
SAP
$229B
$4.21M 0.03%
34,228
-1,336
-4% -$158K
UN
816
DELISTED
Unilever NV New York Registry Shares
UN
$4.2M 0.03%
75,653
-13,188
-15% -$746K
ENB icon
817
Enbridge
ENB
$113B
$4.2M 0.03%
129,967
+2,460
+2% +$85.9K
CVA
818
DELISTED
Covanta Holding Corporation
CVA
$4.2M 0.03%
258,175
+10,667
+4% +$183K
TWNK
819
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$4.19M 0.03%
378,870
+8,681
+2% +$111K
HHH icon
820
Howard Hughes
HHH
$4.08B
$4.19M 0.03%
35,385
+2,946
+9% +$370K
SFL icon
821
SFL Corp
SFL
$1.61B
$4.19M 0.03%
301,449
+1,546
+0.5% +$22.2K
SJI
822
DELISTED
South Jersey Industries, Inc.
SJI
$4.19M 0.03%
118,681
-35,527
-23% -$1.21M
SIVB
823
DELISTED
SVB Financial Group
SIVB
$4.18M 0.03%
13,463
-1,257
-9% -$397K
AWK icon
824
American Water Works
AWK
$26.8B
$4.18M 0.03%
47,466
+2,246
+5% +$198K
CBOE icon
825
Cboe Global Markets
CBOE
$30B
$4.17M 0.03%
43,436
-11,729
-21% -$1.18M
31 32
33
34 35

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.