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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BURL icon
801
Burlington
BURL
$23.4B
$7.38M 0.02%
55,389
-2,034
-4% -$251K
ETO
802
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$516M
$7.33M 0.02%
293,146
+9,697
+3% +$246K
LVS icon
803
Las Vegas Sands
LVS
$29.9B
$7.32M 0.02%
101,765
+46,962
+86% +$3.44M
TSM icon
804
TSMC
TSM
$2.17T
$7.28M 0.02%
166,313
+31,582
+23% +$1.38M
RIO icon
805
Rio Tinto
RIO
$162B
$7.25M 0.02%
140,754
+5,074
+4% +$277K
BCE icon
806
BCE
BCE
$21.2B
$7.24M 0.02%
168,236
+49,233
+41% +$2.21M
ODFL icon
807
Old Dominion Freight Line
ODFL
$43.8B
$7.23M 0.02%
147,588
-37,998
-20% -$1.8M
VSLR
808
DELISTED
VIVINT SOLAR, INC.
VSLR
$7.21M 0.02%
1,975,705
-122,724
-6% -$424K
CHI
809
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
$7.19M 0.02%
647,831
-86,291
-12% -$957K
JRO
810
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$7.16M 0.02%
655,399
+53,214
+9% +$591K
ETJ
811
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$569M
$7.1M 0.02%
789,508
-16,287
-2% -$152K
ITUB icon
812
Itaú Unibanco
ITUB
$90.2B
$7.1M 0.02%
937,685
-188,097
-17% -$1.41M
PE
813
DELISTED
PARSLEY ENERGY INC
PE
$7.09M 0.02%
244,698
+182,340
+292% +$4.86M
CHT icon
814
Chunghwa Telecom
CHT
$32.8B
$7.09M 0.02%
182,499
+48,479
+36% +$1.8M
ANET icon
815
Arista Networks
ANET
$243B
$7.08M 0.02%
443,696
-3,088
-0.7% -$52K
MYD
816
DELISTED
BlackRock MuniYield Fund
MYD
$7.08M 0.02%
529,371
-6,668
-1% -$92.6K
BDJ icon
817
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$7.08M 0.02%
810,574
+81,679
+11% +$749K
MIE
818
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$7.07M 0.02%
778,456
+46,958
+6% +$480K
CMD
819
DELISTED
Cantel Medical Corporation
CMD
$7.06M 0.02%
63,322
+44,397
+235% +$4.98M
FLG
820
Flagstar Bank National Association
FLG
$5.9B
$7.05M 0.02%
180,430
+1,042
+0.6% +$43.1K
GLNG icon
821
Golar LNG
GLNG
$5.19B
$7.05M 0.02%
257,736
-176,330
-41% -$4.97M
CEN
822
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$7.05M 0.02%
83,240
+13,567
+19% +$1.35M
NMZ icon
823
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$7.05M 0.02%
563,675
-10,927
-2% -$143K
BGT icon
824
BlackRock Floating Rate Income Trust
BGT
$324M
$7.04M 0.02%
503,398
+7,034
+1% +$97.5K
NAC icon
825
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$7.02M 0.02%
524,412
+8,471
+2% +$116K
31 32
33
34 35

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.